Carroll Financial Associates’s Salient Midstream & MLP Fund SMM Stock Holding History

Carroll Financial Associates’s Portfolio SMM Stock Details SMM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-17,610	Closed	-$138K	–	1751
2019 Q3	$138K	Hold	17,610	–	–	0.01%	440
2019 Q2	$151K	Hold	17,610	–	–	0.01%	406
2019 Q1	$161K	Hold	17,610	–	–	0.02%	356
2018 Q4	$150K	Buy	+17,610	New	+$154K	0.02%	306
2018 Q2	–	Sell	-2,000	Closed	-$18K	–	1345
2018 Q1	$18K	Buy	+2,000	New	+$20.9K	﹤0.01%	704

Other funds holding SMM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

KACA

Kayne Anderson Capital Advisors Los Angeles, California $5.22B AUM 17.11% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Carroll Financial Associates's SMM Position: Q4 2019 in Review

Carroll Financial Associates sold out of Salient Midstream & MLP Fund (SMM) in Q4 2019, closing a stake of 17,610 shares — an estimated $138K sold.

Carroll Financial Associates first reported a position in SMM in Q1 2018 and held it in 5 quarters. The position peaked at $161K in Q1 2019. 35 funds tracked by Wall St. Rank hold SMM as of Q4 2019.

Carroll Financial Associates reported no remaining Salient Midstream & MLP Fund position as of Q4 2019 after selling out during the quarter.
Carroll Financial Associates sold 17,610 Salient Midstream & MLP Fund shares in Q4 2019, an estimated $138K.
Carroll Financial Associates first reported a position in Salient Midstream & MLP Fund in Q1 2018 and held it in 5 quarters.
Carroll Financial Associates's Salient Midstream & MLP Fund position peaked at $161K in Q1 2019.
35 funds tracked by Wall St. Rank held Salient Midstream & MLP Fund as of Q4 2019.

Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.