WS
SMM

Wedbush Securities’s Salient Midstream & MLP Fund SMM Stock Holding History

Wedbush Securities’s Portfolio SMM Stock Details SMM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-11,486
Closed -$232K – 784
2015
Q2 		$232K Buy
11,486
+70
+0.6% +$1.54K 0.04% 522
2015
Q1 		$247K Buy
11,416
+105
+0.9% +$2.34K 0.04% 499
2014
Q4 		$271K Buy
+11,311
New +$290K 0.04% 447

Other funds holding SMM

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
CWA
Constellation Wealth Advisors New York $903M AUM 2.38% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wedbush Securities's SMM Position: Q3 2015 in Review

Wedbush Securities sold out of Salient Midstream & MLP Fund (SMM) in Q3 2015, closing a stake of 11,486 shares — an estimated $232K sold.

Wedbush Securities first reported a position in SMM in Q4 2014 and held it in 3 quarters. The position peaked at $271K in Q4 2014. 28 funds tracked by Wall St. Rank hold SMM as of Q3 2015.

  • Wedbush Securities reported no remaining Salient Midstream & MLP Fund position as of Q3 2015 after selling out during the quarter.
  • Wedbush Securities sold 11,486 Salient Midstream & MLP Fund shares in Q3 2015, an estimated $232K.
  • Wedbush Securities first reported a position in Salient Midstream & MLP Fund in Q4 2014 and held it in 3 quarters.
  • Wedbush Securities's Salient Midstream & MLP Fund position peaked at $271K in Q4 2014.
  • 28 funds tracked by Wall St. Rank held Salient Midstream & MLP Fund as of Q3 2015.

Based on Wedbush Securities's 13F filing for Q3 2015, filed 28 Oct 2015.