U
SMM

UBS’s Salient Midstream & MLP Fund SMM Stock Holding History

UBS’s Portfolio SMM Stock Details SMM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$1.93M Buy
66,096
+31,095
+89% +$912K ﹤0.01% 2940
2014
Q2 		$1.04M Buy
35,001
+27,167
+347% +$717K ﹤0.01% 3502
2014
Q1 		$191K Buy
7,834
+1,434
+22% +$34.5K ﹤0.01% 5240
2013
Q4 		$152K Buy
6,400
+1,087
+20% +$24.5K ﹤0.01% 5586
2013
Q3 		$118K Buy
5,313
+3,113
+142% +$71.5K ﹤0.01% 5826
2013
Q2 		$51K Buy
+2,200
New +$52.9K ﹤0.01% 6713

Other funds holding SMM

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
TC
TFS Capital West Chester, Pennsylvania $255M AUM 32.31% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
SCA
Salient Capital Advisors Houston, Texas $1.74B AUM 12.95% 1-Year Est. Return

UBS's SMM Position: Q3 2014 in Review

UBS increased its Salient Midstream & MLP Fund (SMM) stake by 89% in Q3 2014, buying an estimated $912K and bringing the position to 66,096 shares worth $1.93M. The position accounts for ﹤0.01% of the portfolio, ranked #2940.

UBS first reported a position in SMM in Q2 2013 and has held it in 6 quarters since. 22 funds tracked by Wall St. Rank hold SMM as of Q3 2014.

  • UBS held 66,096 shares of Salient Midstream & MLP Fund worth $1.93M as of Q3 2014.
  • UBS bought 31,095 Salient Midstream & MLP Fund shares in Q3 2014, an estimated $912K.
  • Salient Midstream & MLP Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2940 holding.
  • UBS first reported a position in Salient Midstream & MLP Fund in Q2 2013 and has held it in 6 quarters since.
  • 22 funds tracked by Wall St. Rank held Salient Midstream & MLP Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.