Rivernorth Capital Management’s Rio Tinto RIO Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-10,000	Closed	-$543K	–	185
2014 Q2	$543K	Buy	10,000 +5,600	+127%	+$304K	0.04%	158
2014 Q1	$246K	Buy	+4,400	New	+$246K	0.02%	182