Rivernorth Capital Management’s Rio Tinto RIO Stock Holding History

Rivernorth Capital Management’s Portfolio RIO Stock Details RIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-10,000	Closed	-$543K	–	186
2014 Q2	$543K	Buy	10,000 +5,600	+127%	+$304K	0.04%	158
2014 Q1	$246K	Buy	+4,400	New	+$240K	0.02%	183

Other funds holding RIO

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

WHV Investments San Francisco, California $187M AUM 14.29% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Rivernorth Capital Management's RIO Position: Q3 2014 in Review

Rivernorth Capital Management sold out of Rio Tinto (RIO) in Q3 2014, closing a stake of 10,000 shares — an estimated $543K sold.

Rivernorth Capital Management first reported a position in RIO in Q1 2014 and held it in 2 quarters. The position peaked at $543K in Q2 2014. 308 funds tracked by Wall St. Rank hold RIO as of Q3 2014.

Rivernorth Capital Management reported no remaining Rio Tinto position as of Q3 2014 after selling out during the quarter.
Rivernorth Capital Management sold 10,000 Rio Tinto shares in Q3 2014, an estimated $543K.
Rivernorth Capital Management first reported a position in Rio Tinto in Q1 2014 and held it in 2 quarters.
Rivernorth Capital Management's Rio Tinto position peaked at $543K in Q2 2014.
308 funds tracked by Wall St. Rank held Rio Tinto as of Q3 2014.

Based on Rivernorth Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.