RCM
FHY

Rivernorth Capital Management’s First Trust Strategic High FHY Stock Holding History

Rivernorth Capital Management’s Portfolio FHY Stock Details FHY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q4 		– Sell
-59,045
Closed -$797K – 194
2017
Q3 		$797K Sell
59,045
-27,134
-31% -$370K 0.07% 116
2017
Q2 		$1.18M Sell
86,179
-39,324
-31% -$528K 0.09% 118
2017
Q1 		$1.64M Buy
+125,503
New +$1.59M 0.11% 112
2016
Q4 		– Sell
-243,641
Closed -$3.01M – 176
2016
Q3 		$3.01M Hold
243,641
– – 0.22% 106
2016
Q2 		$2.91M Hold
243,641
– – 0.19% 115
2016
Q1 		$2.77M Buy
243,641
+5,000
+2% +$53.5K 0.17% 133
2015
Q4 		$2.66M Buy
238,641
+10,875
+5% +$126K 0.15% 141
2015
Q3 		$2.62M Buy
+227,766
New +$2.83M 0.16% 140
2014
Q3 		– Sell
-13,573
Closed -$222K – 198
2014
Q2 		$222K Sell
13,573
-117,090
-90% -$1.88M 0.02% 171
2014
Q1 		$2.08M Sell
130,663
-40,343
-24% -$636K 0.17% 128
2013
Q4 		$2.75M Buy
171,006
+62,461
+58% +$981K 0.21% 113
2013
Q3 		$1.73M Buy
108,545
+13,000
+14% +$202K 0.18% 103
2013
Q2 		$1.5M Buy
+95,545
New +$1.6M 0.17% 105

Other funds holding FHY

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 12.96% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $11.4B AUM 5.66% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
CRC
Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return

Rivernorth Capital Management's FHY Position: Q4 2017 in Review

Rivernorth Capital Management sold out of First Trust Strategic High (FHY) in Q4 2017, closing a stake of 59,045 shares — an estimated $797K sold.

Rivernorth Capital Management first reported a position in FHY in Q2 2013 and held it in 13 quarters. The position peaked at $3.01M in Q3 2016. 31 funds tracked by Wall St. Rank hold FHY as of Q4 2017.

  • Rivernorth Capital Management reported no remaining First Trust Strategic High position as of Q4 2017 after selling out during the quarter.
  • Rivernorth Capital Management sold 59,045 First Trust Strategic High shares in Q4 2017, an estimated $797K.
  • Rivernorth Capital Management first reported a position in First Trust Strategic High in Q2 2013 and held it in 13 quarters.
  • Rivernorth Capital Management's First Trust Strategic High position peaked at $3.01M in Q3 2016.
  • 31 funds tracked by Wall St. Rank held First Trust Strategic High as of Q4 2017.

Based on Rivernorth Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.