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FHY

First Trust Strategic High

Delisted

FHY was delisted on the 22nd of June, 2018.

37 hedge funds and large institutions have $27.1M invested in First Trust Strategic High in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

800% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 1

28% more funds holding

Funds holding: 2937 (+8)

22% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 9

10% more capital invested

Capital invested by funds: $24.6M → $27.1M (+$2.54M)

Holders
37
Holders Change
+8
Holders Change %
+27.59%
% of All Funds
1.2%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
11
Reduced
9
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$3.91M -$1.09M -70,106 -22%
AAM
2
Advisors Asset Management
Colorado
$3.18M +$111K +7,175 +4%
PRCM
3
Pine River Capital Management
Minnesota
$3.02M +$28.6K +1,848 +1%
TAM
4
Third Avenue Management
New York
$2.4M +$2.34M +150,793 New
Invesco
5
Invesco
Georgia
$2M -$385K -24,836 -16%
Morgan Stanley
6
Morgan Stanley
New York
$1.98M -$178K -11,478 -8%
N
7
Nuveen
North Carolina
$1.77M +$101K +6,500 +6%
RCM
8
Rivernorth Capital Management
Florida
$1.73M +$202K +13,000 +14%
CA
9
Cornerstone Advisors
North Carolina
$1.18M +$132K +8,500 +13%
HK
10
Horizon Kinetics
New York
$742K +$26.4K +1,703 +4%
SI
11
SII Investments
Wisconsin
$729K +$88K +5,678 +14%
SCM
12
Saba Capital Management
New York
$528K +$514K +33,171 New
OC
13
Oppenheimer & Co
New York
$500K +$3.02K +195 +0.6%
DA
14
Doliver Advisors
Texas
$494K +$481K +31,057 New
WAM
15
Wolverine Asset Management
Illinois
$455K -$171K -11,046 -28%
NPC
16
National Planning Corporation
California
$452K +$444K +28,649 New
LPL Financial
17
LPL Financial
California
$421K -$93.3K -6,018 -18%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$306K +$299K +19,256 New
CA
19
Cetera Advisors
Colorado
$275K +$267K +17,210 New
Wells Fargo
20
Wells Fargo
California
$252K -$32.6K -2,100 -12%
SFS
21
Shaker Financial Services
Virginia
$225K -$282K -18,184 -56%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$220K +$25.6K +1,651 +14%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$105K +$7.15K +461 +7%
Bank of America
24
Bank of America
North Carolina
$79K -$622K -40,121 -89%
MFS
25
MSI Financial Services
Massachusetts
$45K

FHY Hedge Fund Activity: Q3 2013 in Review

37 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in First Trust Strategic High (FHY) for Q3 2013, worth a combined $27.1M — up 10% from $24.6M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FHY positions and 1 closed out — a net gain of 8 holders — while 11 added to existing stakes and 9 trimmed.

The largest buyer was Third Avenue Management, opening a new position worth an estimated $2.34M. The largest seller was Guggenheim Capital, cutting an estimated $1.09M.

  • 37 institutional investors held First Trust Strategic High (FHY) as of Q3 2013, up from 29 in Q2 2013.
  • Funds reported $27.1M of First Trust Strategic High stock for Q3 2013, up 10% quarter-over-quarter.
  • 9 funds opened new First Trust Strategic High positions in Q3 2013 and 1 closed out, a net change of +8 holders.
  • The largest First Trust Strategic High buyer in Q3 2013 was Third Avenue Management, an estimated $2.34M added.
  • The largest First Trust Strategic High seller in Q3 2013 was Guggenheim Capital, an estimated $1.09M sold.

Based on aggregated 13F filings for Q3 2013.