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FHY

First Trust Strategic High

Delisted

FHY was delisted on the 22nd of June, 2018.

36 hedge funds and large institutions have $21.1M invested in First Trust Strategic High in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

0% more funds holding

Funds holding: 3636 (0)

19% less capital invested

Capital invested by funds: $25.9M → $21.1M (-$4.84M)

33% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 12

Holders
36
Holders Change
Holders Change %
0%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
8
Reduced
12
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$5.02M -$282K -18,787 -5%
GC
2
Guggenheim Capital
Illinois
$3.04M +$306K +20,413 +11%
PRCM
3
Pine River Capital Management
Minnesota
$2.9M +$265K +17,672 +10%
N
4
Nuveen
North Carolina
$2.33M +$240K +16,000 +11%
Morgan Stanley
5
Morgan Stanley
New York
$1.76M -$12.8K -855 -0.7%
SI
6
SII Investments
Wisconsin
$1.13M +$1.95K +130 +0.2%
PPA
7
Parametric Portfolio Associates
Washington
$638K -$2.56K -171 -0.4%
SFS
8
Shaker Financial Services
Virginia
$424K +$285K +18,992 +185%
Wells Fargo
9
Wells Fargo
California
$396K +$52.1K +3,472 +15%
LPL Financial
10
LPL Financial
California
$375K -$20.9K -1,390 -5%
BFM
11
Boothbay Fund Management
New York
$314K +$325K +21,634 New
HK
12
Horizon Kinetics
New York
$306K -$249K -16,595 -44%
SPC
13
Sigma Planning Corp
Michigan
$290K +$300K +19,998 New
SG Americas Securities
14
SG Americas Securities
New York
$284K +$294K +19,606 New
NPC
15
National Planning Corporation
California
$252K
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$252K +$1.57K +105 +0.6%
CA
17
Cornerstone Advisors
North Carolina
$242K -$559K -37,260 -69%
UBS Group
18
UBS Group
Switzerland
$220K +$227K +15,153 New
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$189K +$19.2K +1,280 +11%
CA
20
Cetera Advisors
Colorado
$187K -$45K -3,000 -19%
ICOA
21
Investment Centers of America
North Dakota
$166K -$2.13K -142 -1%
Bank of America
22
Bank of America
North Carolina
$107K -$54.4K -3,626 -33%
BFEC
23
Benjamin F. Edwards & Company
Missouri
$90K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$85K -$14.8K -990 -14%
MFS
25
MSI Financial Services
Massachusetts
$22K

FHY Hedge Fund Activity: Q4 2014 in Review

36 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in First Trust Strategic High (FHY) for Q4 2014, worth a combined $21.1M — down 19% from $25.9M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FHY positions and 5 closed out — a net gain of 1 holder — while 8 added to existing stakes and 12 trimmed.

The largest buyer was Guggenheim Capital, adding an estimated $306K. The largest seller was Capital Investment Advisors, exiting entirely with an estimated $3.69M sold.

  • 36 institutional investors held First Trust Strategic High (FHY) as of Q4 2014, unchanged from Q3 2014.
  • Funds reported $21.1M of First Trust Strategic High stock for Q4 2014, down 19% quarter-over-quarter.
  • 6 funds opened new First Trust Strategic High positions in Q4 2014 and 5 closed out, a net change of +1 holder.
  • The largest First Trust Strategic High buyer in Q4 2014 was Guggenheim Capital, an estimated $306K added.
  • The largest First Trust Strategic High seller in Q4 2014 was Capital Investment Advisors, an estimated $3.69M sold.

Based on aggregated 13F filings for Q4 2014.