Pine River Capital Management’s First Trust Strategic High FHY Stock Holding History

Pine River Capital Management’s Portfolio FHY Stock Details FHY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-219,987	Closed	-$2.5M	–	687
2016 Q1	$2.5M	Hold	219,987	–	–	0.04%	208
2015 Q4	$2.45M	Hold	219,987	–	–	0.03%	248
2015 Q3	$2.53M	Buy	219,987 +20,000	+10%	+$248K	0.03%	250
2015 Q2	$2.65M	Hold	199,987	–	–	0.03%	269
2015 Q1	$2.84M	Hold	199,987	–	–	0.03%	249
2014 Q4	$2.9M	Buy	199,987 +17,672	+10%	+$265K	0.04%	339
2014 Q3	$2.81M	Sell	182,315 -27,590	-13%	-$434K	0.03%	382
2014 Q2	$3.43M	Hold	209,905	–	–	0.05%	283
2014 Q1	$3.34M	Buy	209,905 +5,359	+3%	+$84.5K	0.05%	329
2013 Q4	$3.28M	Buy	204,546 +14,656	+8%	+$230K	0.04%	349
2013 Q3	$3.02M	Buy	189,890 +1,848	+1%	+$28.6K	0.03%	325
2013 Q2	$2.96M	Buy	+188,042	New	+$3.16M	0.04%	294

Other funds holding FHY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SII Investments Appleton, Wisconsin $965M AUM 15.44% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

Pine River Capital Management's FHY Position: Q2 2016 in Review

Pine River Capital Management sold out of First Trust Strategic High (FHY) in Q2 2016, closing a stake of 219,987 shares — an estimated $2.5M sold.

Pine River Capital Management first reported a position in FHY in Q2 2013 and held it in 12 quarters. The position peaked at $3.43M in Q2 2014. 36 funds tracked by Wall St. Rank hold FHY as of Q2 2016.

Pine River Capital Management reported no remaining First Trust Strategic High position as of Q2 2016 after selling out during the quarter.
Pine River Capital Management sold 219,987 First Trust Strategic High shares in Q2 2016, an estimated $2.5M.
Pine River Capital Management first reported a position in First Trust Strategic High in Q2 2013 and held it in 12 quarters.
Pine River Capital Management's First Trust Strategic High position peaked at $3.43M in Q2 2014.
36 funds tracked by Wall St. Rank held First Trust Strategic High as of Q2 2016.

Based on Pine River Capital Management's 13F filing for Q2 2016, filed 15 Aug 2016.