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FHY

First Trust Strategic High

Delisted

FHY was delisted on the 22nd of June, 2018.

36 hedge funds and large institutions have $26.7M invested in First Trust Strategic High in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less capital invested

Capital invested by funds: $27.2M → $26.7M (-$481K)

5% less funds holding

Funds holding: 3836 (-2)

33% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 15

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
36
Holders Change
-2
Holders Change %
-5.26%
% of All Funds
1.04%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
10
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$5.58M +$2.58M +163,668 +88%
PRCM
2
Pine River Capital Management
Minnesota
$3.34M +$84.5K +5,359 +3%
TAM
3
Third Avenue Management
New York
$2.93M +$107K +6,791 +4%
RCM
4
Rivernorth Capital Management
Florida
$2.08M -$636K -40,343 -24%
N
5
Nuveen
North Carolina
$2.05M +$189K +12,000 +10%
SCM
6
Saba Capital Management
New York
$1.93M -$185K -11,730 -9%
GC
7
Guggenheim Capital
Illinois
$1.56M -$907K -57,556 -37%
Morgan Stanley
8
Morgan Stanley
New York
$1.45M -$93.7K -5,947 -6%
CA
9
Cornerstone Advisors
North Carolina
$1.13M -$22.1K -1,400 -2%
HK
10
Horizon Kinetics
New York
$730K -$4.92K -312 -0.7%
SI
11
SII Investments
Wisconsin
$700K -$177K -11,225 -20%
NPC
12
National Planning Corporation
California
$392K -$9.46K -600 -2%
PPA
13
Parametric Portfolio Associates
Washington
$362K +$176K +11,169 +97%
OC
14
Oppenheimer & Co
New York
$347K +$6.75K +428 +2%
LPL Financial
15
LPL Financial
California
$335K -$27.7K -1,758 -8%
U
16
UBS
Switzerland
$319K +$178K +11,285 +129%
AQR Capital Management
17
AQR Capital Management
Connecticut
$291K +$118K +7,515 +70%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$240K +$709 +45 +0.3%
CA
19
Cetera Advisors
Colorado
$222K -$10.4K -660 -5%
SFS
20
Shaker Financial Services
Virginia
$201K -$178K -11,291 -47%
Wells Fargo
21
Wells Fargo
California
$189K -$20K -1,269 -10%
Bank of America
22
Bank of America
North Carolina
$82K +$4.32K +274 +6%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$79K -$26.5K -1,682 -25%
PAS
24
Partnervest Advisory Services
California
$40K
MFS
25
MSI Financial Services
Massachusetts
$24K

FHY Hedge Fund Activity: Q1 2014 in Review

36 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in First Trust Strategic High (FHY) for Q1 2014, worth a combined $26.7M — down 1.8% from $27.2M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of FHY and 3 opened new positions — a net loss of 2 holders — while 15 trimmed existing stakes and 10 added.

The largest buyer was Advisors Asset Management, adding an estimated $2.58M. The largest seller was Invesco, exiting entirely with an estimated $945K sold.

  • 36 institutional investors held First Trust Strategic High (FHY) as of Q1 2014, down from 38 in Q4 2013.
  • Funds reported $26.7M of First Trust Strategic High stock for Q1 2014, down 1.8% quarter-over-quarter.
  • 3 funds opened new First Trust Strategic High positions in Q1 2014 and 5 closed out, a net change of -2 holders.
  • The largest First Trust Strategic High buyer in Q1 2014 was Advisors Asset Management, an estimated $2.58M added.
  • The largest First Trust Strategic High seller in Q1 2014 was Invesco, an estimated $945K sold.

Based on aggregated 13F filings for Q1 2014.