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FHY

First Trust Strategic High

Delisted

FHY was delisted on the 22nd of June, 2018.

36 hedge funds and large institutions have $25.9M invested in First Trust Strategic High in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 9

0% more capital invested

Capital invested by funds: $25.8M → $25.9M (+$94.4K)

5% less funds holding

Funds holding: 3836 (-2)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

Holders
36
Holders Change
-2
Holders Change %
-5.26%
% of All Funds
1.04%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
12
Reduced
9
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$5.62M -$68.6K -4,366 -1%
CIA
2
Capital Investment Advisors
Georgia
$3.69M +$3.77M +239,820 New
GC
3
Guggenheim Capital
Illinois
$2.91M +$582K +37,042 +24%
PRCM
4
Pine River Capital Management
Minnesota
$2.81M -$434K -27,590 -13%
N
5
Nuveen
North Carolina
$2.22M +$141K +9,000 +7%
Morgan Stanley
6
Morgan Stanley
New York
$1.88M +$593K +37,751 +45%
SI
7
SII Investments
Wisconsin
$1.19M +$143K +9,090 +13%
CA
8
Cornerstone Advisors
North Carolina
$831K -$75.5K -4,804 -8%
PPA
9
Parametric Portfolio Associates
Washington
$680K +$38.6K +2,459 +6%
HK
10
Horizon Kinetics
New York
$580K -$62.4K -3,972 -10%
LPL Financial
11
LPL Financial
California
$416K +$80K +5,091 +23%
Wells Fargo
12
Wells Fargo
California
$367K +$200K +12,705 +114%
OC
13
Oppenheimer & Co
New York
$308K -$22.7K -1,447 -7%
NPC
14
National Planning Corporation
California
$270K -$36K -2,289 -11%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$266K +$30.8K +1,962 +13%
CS
16
Credit Suisse
Switzerland
$238K +$243K +15,443 New
CA
17
Cetera Advisors
Colorado
$235K +$39.5K +2,516 +19%
U
18
UBS
Switzerland
$226K -$99.5K -6,332 -30%
AQR Capital Management
19
AQR Capital Management
Connecticut
$207K -$21.1K -1,342 -9%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$181K +$185K +11,746 New
ICOA
21
Investment Centers of America
North Dakota
$178K +$182K +11,581 New
Bank of America
22
Bank of America
North Carolina
$170K +$95.4K +6,067 +122%
SFS
23
Shaker Financial Services
Virginia
$158K +$161K +10,263 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$106K +$14.2K +903 +15%
BFEC
25
Benjamin F. Edwards & Company
Missouri
$96K +$55.4K +3,525 +131%

FHY Hedge Fund Activity: Q3 2014 in Review

36 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in First Trust Strategic High (FHY) for Q3 2014, worth a combined $25.9M — up 0.37% from $25.8M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FHY and 5 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 12 added.

The largest buyer was Capital Investment Advisors, opening a new position worth an estimated $3.77M. The largest seller was Third Avenue Management, exiting entirely with an estimated $3.08M sold.

  • 36 institutional investors held First Trust Strategic High (FHY) as of Q3 2014, down from 38 in Q2 2014.
  • Funds reported $25.9M of First Trust Strategic High stock for Q3 2014, up 0.37% quarter-over-quarter.
  • 5 funds opened new First Trust Strategic High positions in Q3 2014 and 7 closed out, a net change of -2 holders.
  • The largest First Trust Strategic High buyer in Q3 2014 was Capital Investment Advisors, an estimated $3.77M added.
  • The largest First Trust Strategic High seller in Q3 2014 was Third Avenue Management, an estimated $3.08M sold.

Based on aggregated 13F filings for Q3 2014.