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FHY

First Trust Strategic High

Delisted

FHY was delisted on the 22nd of June, 2018.

34 hedge funds and large institutions have $28.6M invested in First Trust Strategic High in 2016 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 10

2% more capital invested

Capital invested by funds: $27.9M → $28.6M (+$655K)

6% less funds holding

Funds holding: 3634 (-2)

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
34
Holders Change
-2
Holders Change %
-5.56%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
13
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.31M +$435K +35,822 +9%
SI
2
SII Investments
Wisconsin
$3.04M +$662K +54,512 +28%
RCM
3
Rivernorth Capital Management
Florida
$3.01M
CIA
4
Capital Investment Advisors
Georgia
$2.96M -$57K -4,692 -2%
GC
5
Guggenheim Capital
Illinois
$2.11M +$83.6K +6,876 +4%
N
6
Nuveen
North Carolina
$2.04M
SFS
7
Shaker Financial Services
Virginia
$2.04M +$1.37M +112,698 +214%
SCM
8
Saba Capital Management
New York
$1.93M +$421K +34,651 +28%
AAM
9
Advisors Asset Management
Colorado
$1.22M +$533K +43,871 +80%
WAM
10
Wolverine Asset Management
Illinois
$1.21M -$338K -27,841 -22%
MIG
11
Mariner Investment Group
New York
$553K -$604K -49,689 -53%
UBS Group
12
UBS Group
Switzerland
$425K -$6.37K -524 -1%
AG
13
Advisor Group
Arizona
$403K +$109 +9 +0%
Wells Fargo
14
Wells Fargo
California
$320K +$134 +11 +0%
IH
15
IFC Holdings
Florida
$305K +$138K +11,395 +86%
LPL Financial
16
LPL Financial
California
$256K -$27.2K -2,239 -10%
CRC
17
Curi RMB Capital
Illinois
$228K -$267K -21,943 -54%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$226K +$1.8K +148 +0.8%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$176K +$8.42K +693 +5%
PAM
20
PVG Asset Management
Colorado
$172K -$25K -2,060 -13%
DA
21
Doliver Advisors
Texas
$172K +$170K +13,956 New
SPC
22
Sigma Planning Corp
Michigan
$156K -$7.5K -617 -5%
Bank of America
23
Bank of America
North Carolina
$138K -$65.8K -5,417 -33%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$96K -$7.06K -581 -7%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$16K +$97 +8 +0.6%

FHY Hedge Fund Activity: Q3 2016 in Review

34 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in First Trust Strategic High (FHY) for Q3 2016, worth a combined $28.6M — up 2.3% from $27.9M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of FHY and 2 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 13 added.

The largest buyer was Shaker Financial Services, adding an estimated $1.37M. The largest seller was Laurion Capital Management, exiting entirely with an estimated $1.7M sold.

  • 34 institutional investors held First Trust Strategic High (FHY) as of Q3 2016, down from 36 in Q2 2016.
  • Funds reported $28.6M of First Trust Strategic High stock for Q3 2016, up 2.3% quarter-over-quarter.
  • 2 funds opened new First Trust Strategic High positions in Q3 2016 and 4 closed out, a net change of -2 holders.
  • The largest First Trust Strategic High buyer in Q3 2016 was Shaker Financial Services, an estimated $1.37M added.
  • The largest First Trust Strategic High seller in Q3 2016 was Laurion Capital Management, an estimated $1.7M sold.

Based on aggregated 13F filings for Q3 2016.