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FHY

First Trust Strategic High

Delisted

FHY was delisted on the 22nd of June, 2018.

40 hedge funds and large institutions have $25.1M invested in First Trust Strategic High in 2015 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

50% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 10

18% more funds holding

Funds holding: 3440 (+6)

4% more capital invested

Capital invested by funds: $24M → $25.1M (+$1.03M)

Holders
40
Holders Change
+6
Holders Change %
+17.65%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
15
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CIA
1
Capital Investment Advisors
Georgia
$2.88M -$76.2K -6,583 -2%
RCM
2
Rivernorth Capital Management
Florida
$2.66M +$126K +10,875 +5%
MIG
3
Mariner Investment Group
New York
$2.49M +$353K +30,475 +16%
PRCM
4
Pine River Capital Management
Minnesota
$2.45M
MC
5
Matisse Capital
Oregon
$1.99M +$2.06M +178,352 New
GC
6
Guggenheim Capital
Illinois
$1.88M -$252K -21,731 -11%
WAM
7
Wolverine Asset Management
Illinois
$1.78M -$39.5K -3,412 -2%
Morgan Stanley
8
Morgan Stanley
New York
$1.53M +$203K +17,523 +15%
SI
9
SII Investments
Wisconsin
$1.41M -$9.5K -821 -0.6%
CRC
10
Curi RMB Capital
Illinois
$808K +$306K +26,427 +57%
LPL Financial
11
LPL Financial
California
$534K +$268K +23,122 +93%
SFS
12
Shaker Financial Services
Virginia
$527K -$745K -64,338 -58%
UBS Group
13
UBS Group
Switzerland
$422K +$20.3K +1,757 +5%
AAM
14
Advisors Asset Management
Colorado
$412K -$1.32M -113,945 -75%
AA
15
AQR Arbitrage
Connecticut
$402K +$146K +12,601 +54%
LCM
16
Landscape Capital Management
New Jersey
$399K +$12.1K +1,046 +3%
SG Americas Securities
17
SG Americas Securities
New York
$338K +$351K +30,350 New
Wells Fargo
18
Wells Fargo
California
$279K +$47.8K +4,133 +20%
BFM
19
Boothbay Fund Management
New York
$243K +$253K +21,829 New
RJFSA
20
Raymond James Financial Services Advisors
Florida
$213K +$221K +19,101 New
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$197K +$3.67K +317 +2%
NPC
22
National Planning Corporation
California
$186K +$208K +17,929 New
Squarepoint
23
Squarepoint
New York
$184K +$191K +16,500 New
Bank of America
24
Bank of America
North Carolina
$172K +$72.2K +6,241 +68%
PAM
25
PVG Asset Management
Colorado
$164K -$6.48K -560 -4%

FHY Hedge Fund Activity: Q4 2015 in Review

40 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in First Trust Strategic High (FHY) for Q4 2015, worth a combined $25.1M — up 4.3% from $24M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FHY positions and 3 closed out — a net gain of 7 holders — while 15 added to existing stakes and 10 trimmed.

The largest buyer was Mariner Investment Group, adding an estimated $353K. The largest seller was Advisors Asset Management, cutting an estimated $1.32M.

  • 40 institutional investors held First Trust Strategic High (FHY) as of Q4 2015, up from 34 in Q3 2015.
  • Funds reported $25.1M of First Trust Strategic High stock for Q4 2015, up 4.3% quarter-over-quarter.
  • 10 funds opened new First Trust Strategic High positions in Q4 2015 and 3 closed out, a net change of +7 holders.
  • The largest First Trust Strategic High buyer in Q4 2015 was Mariner Investment Group, an estimated $353K added.
  • The largest First Trust Strategic High seller in Q4 2015 was Advisors Asset Management, an estimated $1.32M sold.

Based on aggregated 13F filings for Q4 2015.