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FHY

First Trust Strategic High

Delisted

FHY was delisted on the 22nd of June, 2018.

30 hedge funds and large institutions have $21.5M invested in First Trust Strategic High in 2015 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% more capital invested

Capital invested by funds: $21.1M → $21.5M (+$381K)

17% less funds holding

Funds holding: 3630 (-6)

18% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 11

75% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 8

Holders
30
Holders Change
-6
Holders Change %
-16.67%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
9
Reduced
11
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$4.37M -$560K -38,997 -11%
GC
2
Guggenheim Capital
Illinois
$3.21M +$232K +16,157 +8%
PRCM
3
Pine River Capital Management
Minnesota
$2.84M
N
4
Nuveen
North Carolina
$2.28M
SFS
5
Shaker Financial Services
Virginia
$1.81M +$1.41M +98,264 +336%
Morgan Stanley
6
Morgan Stanley
New York
$1.48M -$252K -17,527 -14%
SI
7
SII Investments
Wisconsin
$1.12M +$18K +1,250 +2%
WAM
8
Wolverine Asset Management
Illinois
$918K +$928K +64,613 New
PPA
9
Parametric Portfolio Associates
Washington
$427K -$202K -14,039 -32%
SG Americas Securities
10
SG Americas Securities
New York
$387K +$109K +7,585 +39%
UBS Group
11
UBS Group
Switzerland
$369K +$155K +10,810 +71%
LPL Financial
12
LPL Financial
California
$360K -$5.31K -370 -1%
DA
13
Doliver Advisors
Texas
$295K +$298K +20,758 New
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$249K +$1.56K +109 +0.6%
SPC
15
Sigma Planning Corp
Michigan
$246K -$38.6K -2,689 -13%
Wells Fargo
16
Wells Fargo
California
$209K -$181K -12,609 -46%
HK
17
Horizon Kinetics
New York
$204K -$97.5K -6,791 -32%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$193K +$7.37K +513 +4%
ICOA
19
Investment Centers of America
North Dakota
$149K -$13.9K -970 -8%
BFEC
20
Benjamin F. Edwards & Company
Missouri
$132K +$43.4K +3,025 +49%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$72K -$11.5K -799 -14%
Bank of America
22
Bank of America
North Carolina
$65K -$40.6K -2,829 -38%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$35K +$20.9K +1,458 +146%
KA
24
Klingman & Associates
New York
$16K
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$7K

FHY Hedge Fund Activity: Q1 2015 in Review

30 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in First Trust Strategic High (FHY) for Q1 2015, worth a combined $21.5M — up 1.8% from $21.1M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of FHY and 2 opened new positions — a net loss of 6 holders — while 11 trimmed existing stakes and 9 added.

The largest buyer was Shaker Financial Services, adding an estimated $1.41M. The largest seller was Advisors Asset Management, cutting an estimated $560K.

  • 30 institutional investors held First Trust Strategic High (FHY) as of Q1 2015, down from 36 in Q4 2014.
  • Funds reported $21.5M of First Trust Strategic High stock for Q1 2015, up 1.8% quarter-over-quarter.
  • 2 funds opened new First Trust Strategic High positions in Q1 2015 and 8 closed out, a net change of -6 holders.
  • The largest First Trust Strategic High buyer in Q1 2015 was Shaker Financial Services, an estimated $1.41M added.
  • The largest First Trust Strategic High seller in Q1 2015 was Advisors Asset Management, an estimated $560K sold.

Based on aggregated 13F filings for Q1 2015.