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FHY

First Trust Strategic High

Delisted

FHY was delisted on the 22nd of June, 2018.

34 hedge funds and large institutions have $24M invested in First Trust Strategic High in 2015 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

20% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 10

6% more funds holding

Funds holding: 3234 (+2)

6% more capital invested

Capital invested by funds: $22.8M → $24M (+$1.26M)

Holders
34
Holders Change
+2
Holders Change %
+6.25%
% of All Funds
0.95%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
12
Reduced
10
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CIA
1
Capital Investment Advisors
Georgia
$3.05M +$101K +8,110 +3%
RCM
2
Rivernorth Capital Management
Florida
$2.62M +$2.83M +227,766 New
PRCM
3
Pine River Capital Management
Minnesota
$2.53M +$248K +20,000 +10%
MIG
4
Mariner Investment Group
New York
$2.22M +$2.05M +165,023 +586%
GC
5
Guggenheim Capital
Illinois
$2.19M -$422K -34,053 -15%
WAM
6
Wolverine Asset Management
Illinois
$1.87M +$503K +40,517 +33%
AAM
7
Advisors Asset Management
Colorado
$1.74M -$444K -35,828 -19%
SI
8
SII Investments
Wisconsin
$1.46M +$584K +47,043 +59%
Morgan Stanley
9
Morgan Stanley
New York
$1.38M +$226K +18,224 +18%
SFS
10
Shaker Financial Services
Virginia
$1.28M -$1.07M -86,306 -44%
CRC
11
Curi RMB Capital
Illinois
$531K -$214K -17,271 -27%
Stifel Financial
12
Stifel Financial
Missouri
$424K +$458K +36,881 New
UBS Group
13
UBS Group
Switzerland
$416K -$7.75K -625 -2%
LCM
14
Landscape Capital Management
New Jersey
$400K +$123K +9,953 +40%
LPL Financial
15
LPL Financial
California
$286K -$732 -59 -0.2%
AA
16
AQR Arbitrage
Connecticut
$270K +$291K +23,474 New
Wells Fargo
17
Wells Fargo
California
$241K -$19.2K -1,547 -7%
CCP
18
Clough Capital Partners
Massachusetts
$205K +$12.4K +1,000 +6%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$200K +$1.51K +122 +0.7%
PAM
20
PVG Asset Management
Colorado
$175K +$189K +15,259 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$156K
HK
22
Horizon Kinetics
New York
$149K -$12.6K -1,017 -7%
Bank of America
23
Bank of America
North Carolina
$106K -$12.4K -1,000 -10%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$80K +$12 +1 +0%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$16K -$21.8K -1,761 -57%

FHY Hedge Fund Activity: Q3 2015 in Review

34 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in First Trust Strategic High (FHY) for Q3 2015, worth a combined $24M — up 5.5% from $22.8M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FHY positions and 6 closed out — a net gain of 2 holders — while 12 added to existing stakes and 10 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $2.83M. The largest seller was Shaker Financial Services, cutting an estimated $1.07M.

  • 34 institutional investors held First Trust Strategic High (FHY) as of Q3 2015, up from 32 in Q2 2015.
  • Funds reported $24M of First Trust Strategic High stock for Q3 2015, up 5.5% quarter-over-quarter.
  • 8 funds opened new First Trust Strategic High positions in Q3 2015 and 6 closed out, a net change of +2 holders.
  • The largest First Trust Strategic High buyer in Q3 2015 was Rivernorth Capital Management, an estimated $2.83M added.
  • The largest First Trust Strategic High seller in Q3 2015 was Shaker Financial Services, an estimated $1.07M sold.

Based on aggregated 13F filings for Q3 2015.