U
FHY

UBS’s First Trust Strategic High FHY Stock Holding History

UBS’s Portfolio FHY Stock Details FHY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$226K Sell
14,676
-6,332
-30% -$99.5K ﹤0.01% 5072
2014
Q2 		$343K Buy
21,008
+978
+5% +$15.7K ﹤0.01% 4599
2014
Q1 		$319K Buy
20,030
+11,285
+129% +$178K ﹤0.01% 4701
2013
Q4 		$140K Buy
8,745
+8,165
+1,408% +$128K ﹤0.01% 5691
2013
Q3 		$9K Hold
580
– – ﹤0.01% 8979
2013
Q2 		$9K Buy
+580
New +$9.73K ﹤0.01% 8803

Other funds holding FHY

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
PRCM
Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return
N
Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
SI
SII Investments Appleton, Wisconsin $965M AUM 15.44% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

UBS's FHY Position: Q3 2014 in Review

UBS reduced its First Trust Strategic High (FHY) stake by 30% in Q3 2014, selling an estimated $99.5K and leaving 14,676 shares worth $226K. The position accounts for ﹤0.01% of the portfolio, ranked #5072.

UBS first reported a position in FHY in Q2 2013 and has held it in 6 quarters since. The position peaked at $343K in Q2 2014. 36 funds tracked by Wall St. Rank hold FHY as of Q3 2014.

  • UBS held 14,676 shares of First Trust Strategic High worth $226K as of Q3 2014.
  • UBS sold 6,332 First Trust Strategic High shares in Q3 2014, an estimated $99.5K.
  • First Trust Strategic High made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5072 holding.
  • UBS first reported a position in First Trust Strategic High in Q2 2013 and has held it in 6 quarters since.
  • UBS's First Trust Strategic High position peaked at $343K in Q2 2014.
  • 36 funds tracked by Wall St. Rank held First Trust Strategic High as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.