RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-3.42%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.25B
AUM Growth
+$4.18M
Cap. Flow
+$48.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
25.53%
Holding
202
New
26
Increased
72
Reduced
52
Closed
28

Top Buys

1
DRA
Diversified Real Asset Income Fd
DRA
$11.1M
2
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$10.1M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$7.55M
4
NPT
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$7.25M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$6.6M

Top Sells

1
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
$9.49M
2
NML
Neuberger Berman Energy Infrastructure and Income Fund
NML
$8.89M
3
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$6.56M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
$5.17M
5
BSP
AMERN STRATEGIC INCM PORTF II
BSP
$4.4M

Sector Composition

1 Financials 2.17%
2 Technology 0.18%
3 Energy 0.05%
4 Consumer Discretionary 0.03%
5 Communication Services 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NHS
126
Neuberger Berman High Yield Strategies Fund
NHS
$230M
$1.82M 0.15%
140,938
-14,978
-10% -$193K
IWD icon
127
iShares Russell 1000 Value ETF
IWD
$63.5B
$1.74M 0.14%
17,375
– –
TSLX icon
128
Sixth Street Specialty
TSLX
$2.32B
$1.74M 0.14%
+108,530
New +$1.74M
VKI icon
129
Invesco Advantage Municipal Income Trust II
VKI
$373M
$1.69M 0.14%
148,336
-47,717
-24% -$543K
LBF
130
DELISTED
Deutsche Global High Incm Fund
LBF
$1.67M 0.13%
205,534
– –
IBM icon
131
IBM
IBM
$232B
$1.63M 0.13%
+9,006
New +$1.63M
KHI
132
DELISTED
Deutsche High Income Trust
KHI
$1.6M 0.13%
179,427
+6,898
+4% +$61.7K
EVF
133
Eaton Vance Senior Income Trust
EVF
$101M
$1.52M 0.12%
234,076
+19,724
+9% +$128K
MHY
134
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$1.5M 0.12%
270,312
+6,600
+3% +$36.5K
ETX
135
Eaton Vance Municipal Income 2028 Term Trust
ETX
$206M
$1.27M 0.1%
72,943
-15,259
-17% -$265K
CTR
136
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$1.24M 0.1%
+10,795
New +$1.24M
JPI icon
137
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$289M
$1.06M 0.08%
46,329
+29,579
+177% +$677K
PML
138
PIMCO Municipal Income Fund II
PML
$491M
$1.05M 0.08%
90,506
-286,449
-76% -$3.34M
CFD
139
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$1.05M 0.08%
75,915
-56,004
-42% -$772K
BSL
140
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$186M
$1.02M 0.08%
59,485
+22,698
+62% +$390K
HHY
141
DELISTED
Brookfield High Income Fund Inc.
HHY
$905K 0.07%
+96,614
New +$905K
BCV
142
Bancroft Fund
BCV
$122M
$826K 0.07%
41,798
+398
+1% +$7.87K
NAC icon
143
Nuveen California Quality Municipal Income Fund
NAC
$1.65B
$775K 0.06%
54,400
+41,567
+324% +$592K
DNY
144
DELISTED
DENALI FUND INC (THE) COM STK
DNY
$716K 0.06%
32,999
+4,600
+16% +$99.8K
CMK
145
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$715K 0.06%
+85,638
New +$715K
MSP
146
DELISTED
Madison Strategic Sector
MSP
$707K 0.06%
57,100
+42,236
+284% +$523K
NQU
147
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$664K 0.05%
48,480
-13,699
-22% -$188K
RGT
148
Royce Global Value Trust
RGT
$83.4M
$635K 0.05%
72,902
– –
XLE icon
149
Energy Select Sector SPDR Fund
XLE
$26.7B
$535K 0.04%
+5,900
New +$535K
OHAI
150
DELISTED
OHA Investment Corporation
OHAI
$509K 0.04%
+82,420
New +$509K
4 5
6
7 8