Rivernorth Capital Management’s Nuveen Diversified Commodity Fnd CFD Stock Holding History

Rivernorth Capital Management’s Portfolio CFD Stock Details CFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-46,384	Closed	-$455K	–	160
2016 Q2	$455K	Sell	46,384 -21,656	-32%	-$203K	0.03%	146
2016 Q1	$606K	Hold	68,040	–	–	0.04%	164
2015 Q4	$614K	Hold	68,040	–	–	0.04%	182
2015 Q3	$702K	Sell	68,040 -22,841	-25%	-$250K	0.04%	180
2015 Q2	$1.08M	Hold	90,881	–	–	0.07%	161
2015 Q1	$1.08M	Sell	90,881 -26,497	-23%	-$325K	0.07%	150
2014 Q4	$1.51M	Buy	117,378 +41,463	+55%	+$532K	0.1%	158
2014 Q3	$1.05M	Sell	75,915 -56,004	-42%	-$854K	0.08%	139
2014 Q2	$2.15M	Buy	131,919 +2,704	+2%	+$43.9K	0.17%	126
2014 Q1	$2.05M	Buy	129,215 +15,771	+14%	+$249K	0.17%	130
2013 Q4	$1.72M	Buy	+113,444	New	+$1.77M	0.13%	147

Other funds holding CFD

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

OTC

Opera Trading Capital Paris, France $419M AUM 0.58% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

Rivernorth Capital Management's CFD Position: Q3 2016 in Review

Rivernorth Capital Management sold out of Nuveen Diversified Commodity Fnd (CFD) in Q3 2016, closing a stake of 46,384 shares — an estimated $455K sold.

Rivernorth Capital Management first reported a position in CFD in Q4 2013 and held it in 11 quarters. The position peaked at $2.15M in Q2 2014. 20 funds tracked by Wall St. Rank hold CFD as of Q3 2016.

Rivernorth Capital Management reported no remaining Nuveen Diversified Commodity Fnd position as of Q3 2016 after selling out during the quarter.
Rivernorth Capital Management sold 46,384 Nuveen Diversified Commodity Fnd shares in Q3 2016, an estimated $455K.
Rivernorth Capital Management first reported a position in Nuveen Diversified Commodity Fnd in Q4 2013 and held it in 11 quarters.
Rivernorth Capital Management's Nuveen Diversified Commodity Fnd position peaked at $2.15M in Q2 2014.
20 funds tracked by Wall St. Rank held Nuveen Diversified Commodity Fnd as of Q3 2016.

Based on Rivernorth Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.