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CFD

Nuveen Diversified Commodity Fnd
CFD

Delisted

CFD was delisted on the 23rd of December, 2016.

20 hedge funds and large institutions have $24M invested in Nuveen Diversified Commodity Fnd in 2016 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% less funds holding

Funds holding: 2220 (-2)

15% less capital invested

Capital invested by funds: $28.3M → $24M (-$4.22M)

38% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 8

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
20
Holders Change
-2
Holders Change %
-9.09%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
5
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$5.64M
CS
2
Credit Suisse
Switzerland
$5.07M
UBS Group
3
UBS Group
Switzerland
$3.5M -$8.15K -873 -0.2%
OTC
4
Opera Trading Capital
France
$2.78M -$547K -58,557 -16%
WAM
5
Weiss Asset Management
Massachusetts
$1.98M -$118K -12,684 -5%
Citigroup
6
Citigroup
New York
$1.04M -$331K -35,434 -24%
YCM
7
Yakira Capital Management
Connecticut
$940K -$325K -34,786 -25%
CL
8
CSS LLC
Illinois
$617K +$635K +68,041 New
Bank of America
9
Bank of America
North Carolina
$484K -$92.9K -9,955 -16%
DA
10
Doliver Advisors
Texas
$402K -$39.2K -4,201 -9%
Wells Fargo
11
Wells Fargo
California
$394K +$38.1K +4,079 +10%
BNP Paribas Financial Markets
12
BNP Paribas Financial Markets
France
$303K +$77.4K +8,290 +33%
Morgan Stanley
13
Morgan Stanley
New York
$278K -$119K -12,784 -29%
ACM
14
Azimuth Capital Management
Michigan
$190K
OIA
15
Optimum Investment Advisors
Illinois
$171K
LPL Financial
16
LPL Financial
California
$152K
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$46K +$24.3K +2,600 +104%
AG
18
Advisor Group
Arizona
$16K
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$14K +$6.63K +710 +84%
BFEC
20
Benjamin F. Edwards & Company
Missouri
$8K +$6.39K +685 +343%
MIG
21
Mariner Investment Group
New York
-$886K -90,246 Closed
RCM
22
Rivernorth Capital Management
Florida
-$455K -46,384 Closed
Creative Planning
23
Creative Planning
Kansas
-$65K -6,575 Closed

CFD Hedge Fund Activity: Q3 2016 in Review

20 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Nuveen Diversified Commodity Fnd (CFD) for Q3 2016, worth a combined $24M — down 15% from $28.3M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of CFD and 1 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 5 added.

The largest buyer was CSS LLC, opening a new position worth an estimated $635K. The largest seller was Mariner Investment Group, exiting entirely with an estimated $886K sold.

  • 20 institutional investors held Nuveen Diversified Commodity Fnd (CFD) as of Q3 2016, down from 22 in Q2 2016.
  • Funds reported $24M of Nuveen Diversified Commodity Fnd stock for Q3 2016, down 15% quarter-over-quarter.
  • 1 fund opened new Nuveen Diversified Commodity Fnd positions in Q3 2016 and 3 closed out, a net change of -2 holders.
  • The largest Nuveen Diversified Commodity Fnd buyer in Q3 2016 was CSS LLC, an estimated $635K added.
  • The largest Nuveen Diversified Commodity Fnd seller in Q3 2016 was Mariner Investment Group, an estimated $886K sold.

Based on aggregated 13F filings for Q3 2016.