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CFD

Nuveen Diversified Commodity Fnd
CFD

Delisted

CFD was delisted on the 23rd of December, 2016.

22 hedge funds and large institutions have $19.8M invested in Nuveen Diversified Commodity Fnd in 2015 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

5% more funds holding

Funds holding: 2122 (+1)

0% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 8

1% less capital invested

Capital invested by funds: $20M → $19.8M (-$208K)

Holders
22
Holders Change
+1
Holders Change %
+4.76%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CS
1
Credit Suisse
Switzerland
$4.78M +$2.59M +237,055 +105%
UBS Group
2
UBS Group
Switzerland
$3.64M +$259K +23,712 +7%
WAM
3
Weiss Asset Management
Massachusetts
$2.33M +$1.24M +113,365 +101%
YCM
4
Yakira Capital Management
Connecticut
$1.86M +$1.68M +153,844 +588%
Bank of America
5
Bank of America
North Carolina
$1.44M -$149K -13,599 -9%
Citigroup
6
Citigroup
New York
$1.12M +$692K +63,252 +141%
WAM
7
Wolverine Asset Management
Illinois
$1.1M +$688K +62,835 +143%
RCM
8
Rivernorth Capital Management
Florida
$702K -$250K -22,841 -25%
DA
9
Doliver Advisors
Texas
$566K -$16.4K -1,500 -3%
Morgan Stanley
10
Morgan Stanley
New York
$523K -$96.9K -8,855 -15%
LPL Financial
11
LPL Financial
California
$427K -$16.9K -1,543 -4%
Wells Fargo
12
Wells Fargo
California
$416K -$5.05K -462 -1%
BNP Paribas Financial Markets
13
BNP Paribas Financial Markets
France
$257K +$184K +16,834 +208%
OIA
14
Optimum Investment Advisors
Illinois
$195K +$207K +18,902 New
CCM
15
CWH Capital Management
Washington
$158K +$167K +15,290 New
ACM
16
Azimuth Capital Management
Michigan
$134K
BFEC
17
Benjamin F. Edwards & Company
Missouri
$74K -$16.4K -1,500 -17%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$30K +$2.3K +210 +8%
Bank of Montreal
19
Bank of Montreal
Ontario, Canada
$19K +$19.7K +1,803 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$14K
TRCT
21
Tower Research Capital (TRC)
New York
$3K -$88 -8 -3%
WCM
22
Windsor Capital Management
Arizona
$2K +$2.19K +200 New
BI
23
Bulldog Investors
New Jersey
-$4.74M -397,863 Closed
BRWA
24
B. Riley Wealth Advisors
Florida
-$232K -19,408 Closed
MFS
25
MSI Financial Services
Massachusetts
-$7K -550 Closed

CFD Hedge Fund Activity: Q3 2015 in Review

22 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Nuveen Diversified Commodity Fnd (CFD) for Q3 2015, worth a combined $19.8M — down 1% from $20M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new CFD positions and 3 closed out — a net gain of 1 holder — while 8 added to existing stakes and 8 trimmed.

The largest buyer was Credit Suisse, adding an estimated $2.59M. The largest seller was Bulldog Investors, exiting entirely with an estimated $4.74M sold.

  • 22 institutional investors held Nuveen Diversified Commodity Fnd (CFD) as of Q3 2015, up from 21 in Q2 2015.
  • Funds reported $19.8M of Nuveen Diversified Commodity Fnd stock for Q3 2015, down 1% quarter-over-quarter.
  • 4 funds opened new Nuveen Diversified Commodity Fnd positions in Q3 2015 and 3 closed out, a net change of +1 holder.
  • The largest Nuveen Diversified Commodity Fnd buyer in Q3 2015 was Credit Suisse, an estimated $2.59M added.
  • The largest Nuveen Diversified Commodity Fnd seller in Q3 2015 was Bulldog Investors, an estimated $4.74M sold.

Based on aggregated 13F filings for Q3 2015.