LPL Financial
CFD

LPL Financial’s Nuveen Diversified Commodity Fnd CFD Stock Holding History

LPL Financial’s Portfolio CFD Stock Details CFD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-16,597
Closed -$152K – 2891
2016
Q3 		$152K Hold
16,597
– – ﹤0.01% 2462
2016
Q2 		$159K Sell
16,597
-16,597
-50% -$155K ﹤0.01% 2426
2016
Q1 		$286K Sell
33,194
-200
-0.6% -$1.73K ﹤0.01% 2550
2015
Q4 		$298K Sell
33,394
-7,723
-19% -$75.2K ﹤0.01% 2545
2015
Q3 		$427K Sell
41,117
-1,543
-4% -$16.9K ﹤0.01% 1926
2015
Q2 		$504K Sell
42,660
-1,884
-4% -$22.9K ﹤0.01% 1900
2015
Q1 		$529K Sell
44,544
-24,096
-35% -$296K ﹤0.01% 1814
2014
Q4 		$881K Sell
68,640
-19,262
-22% -$247K ﹤0.01% 1401
2014
Q3 		$1.2M Sell
87,902
-1,686
-2% -$25.7K 0.01% 1154
2014
Q2 		$1.46M Buy
89,588
+7
+0% +$114 0.01% 1081
2014
Q1 		$1.42M Buy
89,581
+37,881
+73% +$597K 0.01% 1038
2013
Q4 		$784K Buy
51,700
+1,445
+3% +$22.5K ﹤0.01% 1418
2013
Q3 		$800K Buy
50,255
+15,953
+47% +$271K 0.01% 1323
2013
Q2 		$583K Buy
+34,302
New +$644K ﹤0.01% 1457

Other funds holding CFD

ACM
Azimuth Capital Management Bloomfield Hills, Michigan $2.34B AUM 16.67% 1-Year Est. Return
MSAM
Moloney Securities Asset Management Manchester, Missouri $840M AUM 18.11% 1-Year Est. Return

LPL Financial's CFD Position: Q4 2016 in Review

LPL Financial sold out of Nuveen Diversified Commodity Fnd (CFD) in Q4 2016, closing a stake of 16,597 shares — an estimated $152K sold.

LPL Financial first reported a position in CFD in Q2 2013 and held it in 14 quarters. The position peaked at $1.46M in Q2 2014. 2 funds tracked by Wall St. Rank hold CFD as of Q4 2016.

  • LPL Financial reported no remaining Nuveen Diversified Commodity Fnd position as of Q4 2016 after selling out during the quarter.
  • LPL Financial sold 16,597 Nuveen Diversified Commodity Fnd shares in Q4 2016, an estimated $152K.
  • LPL Financial first reported a position in Nuveen Diversified Commodity Fnd in Q2 2013 and held it in 14 quarters.
  • LPL Financial's Nuveen Diversified Commodity Fnd position peaked at $1.46M in Q2 2014.
  • 2 funds tracked by Wall St. Rank held Nuveen Diversified Commodity Fnd as of Q4 2016.

Based on LPL Financial's 13F filing for Q4 2016, filed 13 Feb 2017.