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CFD

Nuveen Diversified Commodity Fnd
CFD

Delisted

CFD was delisted on the 23rd of December, 2016.

22 hedge funds and large institutions have $18.7M invested in Nuveen Diversified Commodity Fnd in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 4 increasing their positions, 9 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $17.2M → $18.7M (+$1.43M)

8% less funds holding

Funds holding: 2422 (-2)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

56% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 9

Holders
22
Holders Change
-2
Holders Change %
-8.33%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
4
Reduced
9
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CS
1
Credit Suisse
Switzerland
$3.37M +$2.31M +179,806 +216%
Bank of America
2
Bank of America
North Carolina
$2.86M -$299K -23,291 -9%
UBS Group
3
UBS Group
Switzerland
$2.56M +$2.56M +199,250 New
Geode Capital Management
4
Geode Capital Management
Massachusetts
$1.97M
WAM
5
Wolverine Asset Management
Illinois
$1.74M +$1.36M +106,051 +363%
RCM
6
Rivernorth Capital Management
Florida
$1.51M +$532K +41,463 +55%
LPL Financial
7
LPL Financial
California
$881K -$247K -19,262 -22%
Morgan Stanley
8
Morgan Stanley
New York
$646K -$333K -25,927 -34%
DA
9
Doliver Advisors
Texas
$577K +$259K +20,192 +81%
BNP Paribas Financial Markets
10
BNP Paribas Financial Markets
France
$499K +$500K +38,959 New
Wells Fargo
11
Wells Fargo
California
$466K -$59.2K -4,612 -11%
PAM
12
PVG Asset Management
Colorado
$339K +$339K +26,410 New
BI
13
Bulldog Investors
New Jersey
$328K +$329K +25,600 New
SG Americas Securities
14
SG Americas Securities
New York
$291K +$292K +22,720 New
OIA
15
Optimum Investment Advisors
Illinois
$243K -$104K -8,092 -30%
ACM
16
Azimuth Capital Management
Michigan
$162K -$24.4K -1,900 -13%
Stifel Financial
17
Stifel Financial
Missouri
$148K -$77.1K -6,007 -34%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$37K
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$19K +$18.6K +1,450 New
FWM
20
Focused Wealth Management
New York
$12K
BFEC
21
Benjamin F. Edwards & Company
Missouri
$8K -$305K -23,725 -98%
Citigroup
22
Citigroup
New York
$8K -$11.6K -900 -57%
MFS
23
MSI Financial Services
Massachusetts
$7K
Cohen & Steers
24
Cohen & Steers
New York
-$762K -55,232 Closed
TC
25
TFS Capital
Pennsylvania
-$552K -40,051 Closed

CFD Hedge Fund Activity: Q4 2014 in Review

22 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in Nuveen Diversified Commodity Fnd (CFD) for Q4 2014, worth a combined $18.7M — up 8.3% from $17.2M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of CFD and 6 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 4 added.

The largest buyer was Credit Suisse, adding an estimated $2.31M. The largest seller was Cohen & Steers, exiting entirely with an estimated $762K sold.

  • 22 institutional investors held Nuveen Diversified Commodity Fnd (CFD) as of Q4 2014, down from 24 in Q3 2014.
  • Funds reported $18.7M of Nuveen Diversified Commodity Fnd stock for Q4 2014, up 8.3% quarter-over-quarter.
  • 6 funds opened new Nuveen Diversified Commodity Fnd positions in Q4 2014 and 7 closed out, a net change of -1 holder.
  • The largest Nuveen Diversified Commodity Fnd buyer in Q4 2014 was Credit Suisse, an estimated $2.31M added.
  • The largest Nuveen Diversified Commodity Fnd seller in Q4 2014 was Cohen & Steers, an estimated $762K sold.

Based on aggregated 13F filings for Q4 2014.