UBS Group’s Nuveen Diversified Commodity Fnd CFD Stock Holding History

UBS Group’s Portfolio CFD Stock Details CFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-385,667	Closed	-$3.5M	–	8547
2016 Q3	$3.5M	Sell	385,667 -873	-0.2%	-$8.15K	﹤0.01%	2359
2016 Q2	$3.8M	Buy	386,540 +5,567	+1%	+$52.1K	﹤0.01%	2207
2016 Q1	$3.39M	Buy	380,973 +160,372	+73%	+$1.39M	﹤0.01%	2214
2015 Q4	$1.99M	Sell	220,601 -132,014	-37%	-$1.29M	﹤0.01%	2793
2015 Q3	$3.64M	Buy	352,615 +23,712	+7%	+$259K	﹤0.01%	2203
2015 Q2	$3.92M	Buy	328,903 +19,881	+6%	+$242K	﹤0.01%	2326
2015 Q1	$3.68M	Buy	309,022 +109,772	+55%	+$1.35M	﹤0.01%	2350
2014 Q4	$2.56M	Buy	+199,250	New	+$2.56M	﹤0.01%	2666

Other funds holding CFD

ACM

Azimuth Capital Management Bloomfield Hills, Michigan $2.34B AUM 16.67% 1-Year Est. Return

MSAM

Moloney Securities Asset Management Manchester, Missouri $840M AUM 18.11% 1-Year Est. Return

UBS Group's CFD Position: Q4 2016 in Review

UBS Group sold out of Nuveen Diversified Commodity Fnd (CFD) in Q4 2016, closing a stake of 385,667 shares — an estimated $3.5M sold.

UBS Group first reported a position in CFD in Q4 2014 and held it in 8 quarters. The position peaked at $3.92M in Q2 2015. 2 funds tracked by Wall St. Rank hold CFD as of Q4 2016.

UBS Group reported no remaining Nuveen Diversified Commodity Fnd position as of Q4 2016 after selling out during the quarter.
UBS Group sold 385,667 Nuveen Diversified Commodity Fnd shares in Q4 2016, an estimated $3.5M.
UBS Group first reported a position in Nuveen Diversified Commodity Fnd in Q4 2014 and held it in 8 quarters.
UBS Group's Nuveen Diversified Commodity Fnd position peaked at $3.92M in Q2 2015.
2 funds tracked by Wall St. Rank held Nuveen Diversified Commodity Fnd as of Q4 2016.

Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.