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CFD

Nuveen Diversified Commodity Fnd
CFD

Delisted

CFD was delisted on the 23rd of December, 2016.

19 hedge funds and large institutions have $20.7M invested in Nuveen Diversified Commodity Fnd in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more capital invested

Capital invested by funds: $15.7M → $20.7M (+$4.98M)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

5% less funds holding

Funds holding: 2019 (-1)

14% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 7

Holders
19
Holders Change
-1
Holders Change %
-5%
% of All Funds
0.55%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
6
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WAM
1
Wolverine Asset Management
Illinois
$3.41M +$1.33M +85,496 +61%
U
2
UBS
Switzerland
$3.38M +$1.14M +73,461 +49%
MIG
3
Mariner Investment Group
New York
$2.84M +$2.91M +187,205 New
Bank of America
4
Bank of America
North Carolina
$2.2M -$204K -13,118 -8%
Geode Capital Management
5
Geode Capital Management
Massachusetts
$1.75M
DA
6
Doliver Advisors
Texas
$1.73M +$1.23M +78,883 +226%
RCM
7
Rivernorth Capital Management
Florida
$1.72M +$1.77M +113,444 New
LPL Financial
8
LPL Financial
California
$784K +$22.5K +1,445 +3%
Wells Fargo
9
Wells Fargo
California
$697K -$220K -14,104 -23%
VKH
10
Virtu KCG Holdings
New York
$437K +$108K +6,925 +32%
Morgan Stanley
11
Morgan Stanley
New York
$414K -$327K -21,016 -44%
DS
12
DRW Securities
Illinois
$404K +$414K +26,600 New
OIA
13
Optimum Investment Advisors
Illinois
$296K
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$234K -$79.4K -5,100 -25%
ACM
15
Azimuth Capital Management
Michigan
$197K +$7.79K +500 +4%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$99K -$249K -16,012 -71%
Barclays
17
Barclays
United Kingdom
$46K -$1.81M -116,480 -97%
BFEC
18
Benjamin F. Edwards & Company
Missouri
$42K +$43.6K +2,800 New
Citigroup
19
Citigroup
New York
$8K -$12.5K -800 -62%
MFS
20
MSI Financial Services
Massachusetts
$5K
CA
21
Cornerstone Advisors
North Carolina
-$653K -39,470 Closed
Comerica Bank
22
Comerica Bank
Texas
-$465K -28,080 Closed
Ameriprise
23
Ameriprise
Minnesota
-$53K -3,225 Closed
CP
24
Corbenic Partners
Pennsylvania
-$1K -79 Closed

CFD Hedge Fund Activity: Q4 2013 in Review

19 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Nuveen Diversified Commodity Fnd (CFD) for Q4 2013, worth a combined $20.7M — up 32% from $15.7M a quarter earlier.

Fund positioning in CFD was balanced in Q4 2013: 4 funds opened new positions, 4 closed out, 6 added to existing stakes and 7 trimmed.

The largest buyer was Mariner Investment Group, opening a new position worth an estimated $2.91M. The largest seller was Barclays, cutting an estimated $1.81M.

  • 19 institutional investors held Nuveen Diversified Commodity Fnd (CFD) as of Q4 2013, down from 20 in Q3 2013.
  • Funds reported $20.7M of Nuveen Diversified Commodity Fnd stock for Q4 2013, up 32% quarter-over-quarter.
  • 4 funds opened new Nuveen Diversified Commodity Fnd positions in Q4 2013 and 4 closed out, a net change of 0 holders.
  • The largest Nuveen Diversified Commodity Fnd buyer in Q4 2013 was Mariner Investment Group, an estimated $2.91M added.
  • The largest Nuveen Diversified Commodity Fnd seller in Q4 2013 was Barclays, an estimated $1.81M sold.

Based on aggregated 13F filings for Q4 2013.