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CFD

Nuveen Diversified Commodity Fnd
CFD

Delisted

CFD was delisted on the 23rd of December, 2016.

24 hedge funds and large institutions have $17.2M invested in Nuveen Diversified Commodity Fnd in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

4% more funds holding

Funds holding: 2324 (+1)

24% less capital invested

Capital invested by funds: $22.8M → $17.2M (-$5.55M)

46% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 13

Holders
24
Holders Change
+1
Holders Change %
+4.35%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
7
Reduced
13
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$3.97M +$25.1K +1,646 +0.6%
Bank of America
2
Bank of America
North Carolina
$3.4M +$38.1K +2,499 +1%
LPL Financial
3
LPL Financial
California
$1.2M -$25.7K -1,686 -2%
CS
4
Credit Suisse
Switzerland
$1.15M -$815K -53,472 -39%
Morgan Stanley
5
Morgan Stanley
New York
$1.05M -$69K -4,526 -6%
RCM
6
Rivernorth Capital Management
Florida
$1.05M -$854K -56,004 -42%
Cohen & Steers
7
Cohen & Steers
New York
$762K -$660K -43,303 -44%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$716K
Wells Fargo
9
Wells Fargo
California
$565K -$176K -11,571 -22%
TC
10
TFS Capital
Pennsylvania
$552K +$299K +19,600 +96%
WAM
11
Wolverine Asset Management
Illinois
$403K +$110K +7,218 +33%
OIA
12
Optimum Investment Advisors
Illinois
$369K -$16.8K -1,105 -4%
DS
13
DRW Securities
Illinois
$360K -$83.8K -5,500 -17%
DA
14
Doliver Advisors
Texas
$342K -$325K -21,357 -46%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$335K +$182K +11,925 +96%
Stifel Financial
16
Stifel Financial
Missouri
$242K -$5.06K -332 -2%
VKH
17
Virtu KCG Holdings
New York
$215K +$238K +15,624 New
ACM
18
Azimuth Capital Management
Michigan
$200K +$22.9K +1,500 +12%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$192K -$61K -4,000 -22%
Barclays
20
Barclays
United Kingdom
$81K -$38.1K -2,500 -29%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$40K -$1.52K -100 -3%
Citigroup
22
Citigroup
New York
$22K +$16.6K +1,090 +218%
FWM
23
Focused Wealth Management
New York
$13K +$14.1K +926 New
MFS
24
MSI Financial Services
Massachusetts
$8K +$8.38K +550 New
NFG
25
Next Financial Group
Texas
$7K +$7.62K +500 New

CFD Hedge Fund Activity: Q3 2014 in Review

24 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Nuveen Diversified Commodity Fnd (CFD) for Q3 2014, worth a combined $17.2M — down 24% from $22.8M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new CFD positions and 3 closed out — a net gain of 1 holder — while 7 added to existing stakes and 13 trimmed.

The largest buyer was TFS Capital, adding an estimated $299K. The largest seller was Rivernorth Capital Management, cutting an estimated $854K.

  • 24 institutional investors held Nuveen Diversified Commodity Fnd (CFD) as of Q3 2014, up from 23 in Q2 2014.
  • Funds reported $17.2M of Nuveen Diversified Commodity Fnd stock for Q3 2014, down 24% quarter-over-quarter.
  • 4 funds opened new Nuveen Diversified Commodity Fnd positions in Q3 2014 and 3 closed out, a net change of +1 holder.
  • The largest Nuveen Diversified Commodity Fnd buyer in Q3 2014 was TFS Capital, an estimated $299K added.
  • The largest Nuveen Diversified Commodity Fnd seller in Q3 2014 was Rivernorth Capital Management, an estimated $854K sold.

Based on aggregated 13F filings for Q3 2014.