Barclays’s Nuveen Diversified Commodity Fnd CFD Stock Holding History

Barclays’s Portfolio CFD Stock Details CFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-6,250	Closed	-$81K	–	8062
2014 Q3	$81K	Sell	6,250 -2,500	-29%	-$38.1K	﹤0.01%	5502
2014 Q2	$140K	Sell	8,750 -500	-5%	-$8.11K	﹤0.01%	5163
2014 Q1	$140K	Buy	9,250 +6,250	+208%	+$98.6K	﹤0.01%	5137
2013 Q4	$46K	Sell	3,000 -116,480	-97%	-$1.81M	﹤0.01%	6240
2013 Q3	$1.91M	Buy	119,480 +5,301	+5%	+$90K	﹤0.01%	2635
2013 Q2	$1.95M	Buy	+114,179	New	+$2.14M	﹤0.01%	2566

Other funds holding CFD

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Barclays's CFD Position: Q4 2014 in Review

Barclays sold out of Nuveen Diversified Commodity Fnd (CFD) in Q4 2014, closing a stake of 6,250 shares — an estimated $81K sold.

Barclays first reported a position in CFD in Q2 2013 and held it in 6 quarters. The position peaked at $1.95M in Q2 2013. 22 funds tracked by Wall St. Rank hold CFD as of Q4 2014.

Barclays reported no remaining Nuveen Diversified Commodity Fnd position as of Q4 2014 after selling out during the quarter.
Barclays sold 6,250 Nuveen Diversified Commodity Fnd shares in Q4 2014, an estimated $81K.
Barclays first reported a position in Nuveen Diversified Commodity Fnd in Q2 2013 and held it in 6 quarters.
Barclays's Nuveen Diversified Commodity Fnd position peaked at $1.95M in Q2 2013.
22 funds tracked by Wall St. Rank held Nuveen Diversified Commodity Fnd as of Q4 2014.

Based on Barclays's 13F filing for Q4 2014, filed 13 Feb 2015.