Rivernorth Capital Management’s Neuberger High Yield Strategies Fund Inc NHS Stock Holding History

Rivernorth Capital Management’s Portfolio NHS Stock Details NHS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-121,562	Closed	-$1.02M	–	882
2022 Q2	$1.02M	Buy	+121,562	New	+$1.15M	0.04%	345
2020 Q4	–	Sell	-619,114	Closed	-$6.87M	–	386
2020 Q3	$6.87M	Sell	619,114 -65,512	-10%	-$724K	0.43%	64
2020 Q2	$7.09M	Buy	684,626 +369,418	+117%	+$3.71M	0.4%	68
2020 Q1	$2.74M	Buy	315,208 +159,522	+102%	+$1.82M	0.18%	123
2019 Q4	$1.92M	Sell	155,686 -759,650	-83%	-$9.14M	0.12%	152
2019 Q3	$11K	Sell	915,336 -371,883	-29%	-$4.39M	0.05%	52
2019 Q2	$15.1K	Buy	1,287,219 +18,544	+1%	+$217K	0.66%	25
2019 Q1	$14.3M	Buy	1,268,675 +529,333	+72%	+$5.75M	0.94%	28
2018 Q4	$7.22M	Buy	739,342 +151,705	+26%	+$1.57M	0.43%	65
2018 Q3	$6.43M	Buy	587,637 +27,737	+5%	+$302K	0.54%	52
2018 Q2	$6.06M	Buy	559,900 +18,583	+3%	+$204K	0.48%	57
2018 Q1	$6.03M	Buy	541,317 +20,000	+4%	+$227K	0.45%	64
2017 Q4	$6.13M	Hold	521,317	–	–	0.43%	68
2017 Q3	$6.34M	Buy	521,317 +8,434	+2%	+$101K	0.52%	56
2017 Q2	$6.1M	Buy	512,883 +25,171	+5%	+$300K	0.47%	65
2017 Q1	$5.79M	Buy	487,712 +16,300	+3%	+$193K	0.4%	73
2016 Q4	$5.5M	Sell	471,412 -60,958	-11%	-$703K	0.36%	86
2016 Q3	$6.31M	Sell	532,370 -28,343	-5%	-$326K	0.46%	70
2016 Q2	$6.14M	Hold	560,713	–	–	0.4%	76
2016 Q1	$5.95M	Hold	560,713	–	–	0.37%	79
2015 Q4	$5.66M	Buy	560,713 +13,039	+2%	+$134K	0.32%	92
2015 Q3	$5.58M	Buy	547,674 +78,973	+17%	+$866K	0.34%	87
2015 Q2	$5.52M	Buy	468,701 +145,831	+45%	+$1.79M	0.34%	89
2015 Q1	$3.98M	Buy	322,870 +84,132	+35%	+$1.05M	0.27%	99
2014 Q4	$2.94M	Buy	238,738 +97,800	+69%	+$1.24M	0.19%	132
2014 Q3	$1.82M	Sell	140,938 -14,978	-10%	-$201K	0.15%	126
2014 Q2	$2.16M	Sell	155,916 -38,225	-20%	-$525K	0.17%	123
2014 Q1	$2.64M	Sell	194,141 -50,318	-21%	-$682K	0.22%	112
2013 Q4	$3.24M	Buy	244,459 +108,782	+80%	+$1.44M	0.25%	101
2013 Q3	$1.77M	Buy	135,677 +5,705	+4%	+$73.5K	0.19%	100
2013 Q2	$1.67M	Buy	+129,972	New	+$1.8M	0.19%	99

Other funds holding NHS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UCI

Uncommon Cents Investing Janesville, Wisconsin $461M AUM 32.58% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return

Rivernorth Capital Management's NHS Position: Q3 2022 in Review

Rivernorth Capital Management sold out of Neuberger High Yield Strategies Fund Inc (NHS) in Q3 2022, closing a stake of 121,562 shares — an estimated $1.02M sold.

Rivernorth Capital Management first reported a position in NHS in Q2 2013 and held it in 31 quarters. The position peaked at $14.3M in Q1 2019. 46 funds tracked by Wall St. Rank hold NHS as of Q3 2022.

Rivernorth Capital Management reported no remaining Neuberger High Yield Strategies Fund Inc position as of Q3 2022 after selling out during the quarter.
Rivernorth Capital Management sold 121,562 Neuberger High Yield Strategies Fund Inc shares in Q3 2022, an estimated $1.02M.
Rivernorth Capital Management first reported a position in Neuberger High Yield Strategies Fund Inc in Q2 2013 and held it in 31 quarters.
Rivernorth Capital Management's Neuberger High Yield Strategies Fund Inc position peaked at $14.3M in Q1 2019.
46 funds tracked by Wall St. Rank held Neuberger High Yield Strategies Fund Inc as of Q3 2022.

Based on Rivernorth Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.