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NHS

Neuberger High Yield Strategies Fund Inc

46 hedge funds and large institutions have $54.2M invested in Neuberger High Yield Strategies Fund Inc in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 11

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

5% more funds holding

Funds holding: 4446 (+2)

1% more ownership

Funds ownership: 22.77%23.78% (+1%)

3% more capital invested

Capital invested by funds: $52.7M → $54.2M (+$1.48M)

Holders
46
Holders Change
+2
Holders Change %
+4.55%
% of All Funds
1.15%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
16
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$8.72M -$825K -71,505 -9%
Morgan Stanley
2
Morgan Stanley
New York
$6.56M +$1.74M +151,102 +37%
RCM
3
Rivernorth Capital Management
Florida
$5.5M -$703K -60,958 -11%
AAM
4
Advisors Asset Management
Colorado
$5.34M +$2.11M +183,201 +67%
GC
5
Guggenheim Capital
Illinois
$5.04M -$156K -13,546 -3%
Invesco
6
Invesco
Georgia
$3.83M +$163K +14,136 +5%
YMRC
7
Yorktown Management & Research Company
Virginia
$2.42M
RCM
8
Robinson Capital Management
Michigan
$1.99M
LCM
9
Landscape Capital Management
New Jersey
$1.47M +$973K +84,375 +204%
UBS Group
10
UBS Group
Switzerland
$1.46M +$68.5K +5,937 +5%
Wells Fargo
11
Wells Fargo
California
$1.15M -$495K -42,938 -30%
LPL Financial
12
LPL Financial
California
$1.1M -$1.09M -94,344 -50%
Citigroup
13
Citigroup
New York
$1.1M
RJA
14
Raymond James & Associates
Florida
$1.02M +$64.9K +5,623 +7%
Fiera Capital (Canada)
15
Fiera Capital (Canada)
Quebec, Canada
$871K +$861K +74,600 New
Bank of America
16
Bank of America
North Carolina
$785K +$266K +23,031 +52%
CIA
17
Capital Investment Advisors
Georgia
$697K -$24.2K -2,101 -3%
COLIM
18
City of London Investment Management
United Kingdom
$613K -$1.28M -111,321 -68%
WS
19
Wedbush Securities
California
$573K +$60.9K +5,280 +12%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$504K +$484K +41,967 +3,434%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$429K +$305K +26,459 +237%
SI
22
SII Investments
Wisconsin
$345K +$214K +18,585 +167%
AG
23
Advisor Group
Arizona
$287K -$435K -37,750 -60%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$278K -$10.4K -905 -4%
M&T Bank
25
M&T Bank
New York
$251K

NHS Hedge Fund Activity: Q4 2016 in Review

46 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Neuberger High Yield Strategies Fund Inc (NHS) for Q4 2016, worth a combined $54.2M — up 2.8% from $52.7M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new NHS positions and 6 closed out — a net gain of 2 holders — while 16 added to existing stakes and 11 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $2.11M. The largest seller was City of London Investment Management, cutting an estimated $1.28M.

  • 46 institutional investors held Neuberger High Yield Strategies Fund Inc (NHS) as of Q4 2016, up from 44 in Q3 2016.
  • Funds reported $54.2M of Neuberger High Yield Strategies Fund Inc stock for Q4 2016, up 2.8% quarter-over-quarter.
  • 8 funds opened new Neuberger High Yield Strategies Fund Inc positions in Q4 2016 and 6 closed out, a net change of +2 holders.
  • The largest Neuberger High Yield Strategies Fund Inc buyer in Q4 2016 was Advisors Asset Management, an estimated $2.11M added.
  • The largest Neuberger High Yield Strategies Fund Inc seller in Q4 2016 was City of London Investment Management, an estimated $1.28M sold.

Based on aggregated 13F filings for Q4 2016.