NHS

Neuberger Berman High Yield Strategies Fund
NHS

Overview Fund Activity

33 hedge funds and large institutions have $52.1M invested in Neuberger Berman High Yield Strategies Fund in 2014 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
33
Holders Change
-1
Holders Change %
-2.94%
% of All Funds
0.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
14
Reduced
5
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
+$2.71M
2
CC
Carlson Capital
Texas
+$2.07M
3
TAM
Third Avenue Management
New York
+$2M
4
Invesco
Invesco
Georgia
+$716K
5
AAM
Advisors Asset Management
Colorado
+$216K

Top Sellers

1
RCM
Robinson Capital Management
Michigan
-$1.65M
2
SFS
Shaker Financial Services
Virginia
-$1.28M
3
RCM
Rivernorth Capital Management
Florida
-$685K
4
COLIM
City of London Investment Management
United Kingdom
-$373K
5
Morgan Stanley
Morgan Stanley
New York
-$229K
Name Holding Trade Value Shares
Change 		Shares
Change %
SCM
1
Saba Capital Management
New York
$10.3M +$2.71M +199,149 +36%
GC
2
Guggenheim Capital
Illinois
$8.81M +$166K +12,149 +2%
TAM
3
Third Avenue Management
New York
$6.87M +$2M +146,600 +41%
AAM
4
Advisors Asset Management
Colorado
$4.21M +$216K +15,831 +5%
Invesco
5
Invesco
Georgia
$3.53M +$716K +52,578 +25%
PRCM
6
Pine River Capital Management
Minnesota
$3.37M – – –
CS
7
Credit Suisse
Switzerland
$3.25M +$90.7K +6,655 +3%
RCM
8
Rivernorth Capital Management
Florida
$2.64M -$685K -50,318 -21%
Morgan Stanley
9
Morgan Stanley
New York
$2.1M -$229K -16,826 -10%
CC
10
Carlson Capital
Texas
$2.07M +$2.07M +151,800 New
CIA
11
Capital Investment Advisors
Georgia
$1.1M – – –
CA
12
Cornerstone Advisors
North Carolina
$894K -$127K -9,300 -12%
SB
13
Suntrust Banks
Georgia
$811K +$43.9K +3,225 +6%
Bank of America
14
Bank of America
North Carolina
$366K +$3.49K +256 +1%
Wells Fargo
15
Wells Fargo
California
$344K +$38.1K +2,795 +12%
LPL Financial
16
LPL Financial
California
$298K +$47.4K +3,474 +19%
OC
17
Oppenheimer & Co
New York
$241K -$20.5K -1,500 -8%
U
18
UBS
Switzerland
$225K +$8.69K +639 +4%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$161K +$340 +25 +0.2%
Ameriprise
20
Ameriprise
Minnesota
$127K – – –
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$91K +$41.1K +3,000 +82%
EAMA
22
EFG Asset Management (Americas)
Florida
$80K +$80K +5,827 New
US Bancorp
23
US Bancorp
Minnesota
$51K – – –
WA
24
WFG Advisors
Texas
$35K – – –
AIG
25
American International Group
New York
$33.7K +$33.7K +2,476 New
1
2