Carlson Capital’s Neuberger High Yield Strategies Fund Inc NHS Stock Holding History

Carlson Capital’s Portfolio NHS Stock Details NHS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-200,000	Closed	-$2.04M	–	350
2015 Q3	$2.04M	Hold	200,000	–	–	0.02%	257
2015 Q2	$2.36M	Hold	200,000	–	–	0.03%	270
2015 Q1	$2.47M	Buy	200,000 +48,200	+32%	+$600K	0.03%	277
2014 Q4	$1.87M	Hold	151,800	–	–	0.02%	292
2014 Q3	$1.96M	Hold	151,800	–	–	0.02%	298
2014 Q2	$2.1M	Hold	151,800	–	–	0.02%	307
2014 Q1	$2.07M	Buy	+151,800	New	+$2.06M	0.02%	297

Other funds holding NHS

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

City of London Investment Management London, United Kingdom $1.47B AUM 36.54% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return

Landscape Capital Management Englewood, New Jersey $1.54B AUM 30.95% 1-Year Est. Return

Yorktown Management & Research Company Forest, Virginia $150M AUM 39.02% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

Carlson Capital's NHS Position: Q4 2015 in Review

Carlson Capital sold out of Neuberger High Yield Strategies Fund Inc (NHS) in Q4 2015, closing a stake of 200,000 shares — an estimated $2.04M sold.

Carlson Capital first reported a position in NHS in Q1 2014 and held it in 7 quarters. The position peaked at $2.47M in Q1 2015. 46 funds tracked by Wall St. Rank hold NHS as of Q4 2015.

Carlson Capital reported no remaining Neuberger High Yield Strategies Fund Inc position as of Q4 2015 after selling out during the quarter.
Carlson Capital sold 200,000 Neuberger High Yield Strategies Fund Inc shares in Q4 2015, an estimated $2.04M.
Carlson Capital first reported a position in Neuberger High Yield Strategies Fund Inc in Q1 2014 and held it in 7 quarters.
Carlson Capital's Neuberger High Yield Strategies Fund Inc position peaked at $2.47M in Q1 2015.
46 funds tracked by Wall St. Rank held Neuberger High Yield Strategies Fund Inc as of Q4 2015.

Based on Carlson Capital's 13F filing for Q4 2015, filed 12 Feb 2016.