City of London Investment Management’s Neuberger Berman High Yield Strategies Fund NHS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-45,182	Closed	-$339K	–	112
2023 Q2	$339K	Buy	+45,182	New	+$339K	0.03%	96
2021 Q1	–	Sell	-10,788	Closed	-$126K	–	137
2020 Q4	$126K	Sell	10,788 -29,578	-73%	-$345K	0.01%	123
2020 Q3	$448K	Hold	40,366	–	–	0.03%	109
2020 Q2	$418K	Hold	40,366	–	–	0.03%	118
2020 Q1	$350K	Hold	40,366	–	–	0.03%	117
2019 Q4	$499K	Hold	40,366	–	–	0.04%	105
2019 Q3	$488K	Hold	40,366	–	–	0.04%	122
2019 Q2	$475K	Buy	+40,366	New	+$475K	0.03%	122
2017 Q1	–	Sell	-52,529	Closed	-$613K	–	94
2016 Q4	$613K	Sell	52,529 -111,321	-68%	-$1.3M	0.05%	71
2016 Q3	$1.94M	Sell	163,850 -108,950	-40%	-$1.29M	0.15%	52
2016 Q2	$2.98M	Sell	272,800 -433,817	-61%	-$4.74M	0.24%	45
2016 Q1	$7.49M	Buy	706,617 +77,731	+12%	+$824K	0.56%	33
2015 Q4	$6.35M	Buy	628,886 +33,590	+6%	+$339K	0.51%	31
2015 Q3	$6.03M	Buy	595,296 +41,899	+8%	+$425K	0.51%	33
2015 Q2	$6.49M	Buy	553,397 +246,789	+80%	+$2.9M	0.49%	32
2015 Q1	$3.81M	Hold	306,608	–	–	0.29%	43
2014 Q4	$3.74M	Buy	+306,608	New	+$3.74M	0.26%	42
2014 Q1	–	Sell	-28,030	Closed	-$373K	–	86
2013 Q4	$373K	Hold	28,030	–	–	0.03%	67
2013 Q3	$367K	Buy	28,030 +15,110	+117%	+$198K	0.03%	55
2013 Q2	$168K	Buy	+12,920	New	+$168K	0.01%	77