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NHS

Neuberger High Yield Strategies Fund Inc

36 hedge funds and large institutions have $35.2M invested in Neuberger High Yield Strategies Fund Inc in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 15 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

24% more capital invested

Capital invested by funds: $28.3M → $35.2M (+$6.86M)

3% more funds holding

Funds holding: 3536 (+1)

2.46% more ownership

Funds ownership: 11.33%13.79% (+2.5%)

40% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 15

Holders
36
Holders Change
+1
Holders Change %
+2.86%
% of All Funds
1.17%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
9
Reduced
15
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$8.41M -$474K -36,769 -5%
AAM
2
Advisors Asset Management
Colorado
$3.88M +$737K +57,255 +24%
TAM
3
Third Avenue Management
New York
$2.99M +$2.95M +229,145 New
PRCM
4
Pine River Capital Management
Minnesota
$2.84M +$1.51M +117,031 +116%
Morgan Stanley
5
Morgan Stanley
New York
$2.41M -$34.4K -2,672 -1%
SCM
6
Saba Capital Management
New York
$2.38M +$2.35M +182,223 New
CS
7
Credit Suisse
Switzerland
$2.01M +$1.99M +154,225 New
RCM
8
Rivernorth Capital Management
Florida
$1.77M +$73.5K +5,705 +4%
CA
9
Cornerstone Advisors
North Carolina
$1.56M -$16K -1,239 -1%
Invesco
10
Invesco
Georgia
$1.53M -$101K -7,871 -6%
SFS
11
Shaker Financial Services
Virginia
$1.5M -$414K -32,145 -22%
Bank of America
12
Bank of America
North Carolina
$398K -$11.7K -905 -3%
SB
13
Suntrust Banks
Georgia
$368K -$340K -26,426 -48%
COLIM
14
City of London Investment Management
United Kingdom
$367K +$195K +15,110 +117%
SPC
15
Silver Point Capital
Connecticut
$327K
VAM
16
Visium Asset Management
New York
$325K +$2.37K +184 +0.7%
Wells Fargo
17
Wells Fargo
California
$319K -$125K -9,677 -28%
DA
18
Doliver Advisors
Texas
$318K -$245K -19,033 -44%
LPL Financial
19
LPL Financial
California
$254K -$95K -7,380 -27%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$248K -$2.24K -174 -0.9%
WAM
21
Wolverine Asset Management
Illinois
$246K -$1.04M -80,786 -81%
OC
22
Oppenheimer & Co
New York
$237K +$19.3K +1,500 +9%
U
23
UBS
Switzerland
$114K -$158K -12,233 -58%
Ameriprise
24
Ameriprise
Minnesota
$94K -$27.1K -2,105 -23%
BRWA
25
B. Riley Wealth Advisors
Florida
$55K -$40.9K -3,178 -43%

NHS Hedge Fund Activity: Q3 2013 in Review

36 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Neuberger High Yield Strategies Fund Inc (NHS) for Q3 2013, worth a combined $35.2M — up 24% from $28.3M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new NHS positions and 2 closed out — a net gain of 2 holders — while 9 added to existing stakes and 15 trimmed.

The largest buyer was Third Avenue Management, opening a new position worth an estimated $2.95M. The largest seller was Wolverine Asset Management, cutting an estimated $1.04M.

  • 36 institutional investors held Neuberger High Yield Strategies Fund Inc (NHS) as of Q3 2013, up from 35 in Q2 2013.
  • Funds reported $35.2M of Neuberger High Yield Strategies Fund Inc stock for Q3 2013, up 24% quarter-over-quarter.
  • 4 funds opened new Neuberger High Yield Strategies Fund Inc positions in Q3 2013 and 2 closed out, a net change of +2 holders.
  • The largest Neuberger High Yield Strategies Fund Inc buyer in Q3 2013 was Third Avenue Management, an estimated $2.95M added.
  • The largest Neuberger High Yield Strategies Fund Inc seller in Q3 2013 was Wolverine Asset Management, an estimated $1.04M sold.

Based on aggregated 13F filings for Q3 2013.