NHS

Neuberger Berman High Yield Strategies Fund
NHS

Overview Fund Activity

42 hedge funds and large institutions have $72.3M invested in Neuberger Berman High Yield Strategies Fund in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 16 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
-4
Holders Change %
-8.7%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
10
Reduced
16
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BI
Bramshill Investments
Florida
+$3.57M
2
SFS
Shaker Financial Services
Virginia
+$1.02M
3
Invesco
Invesco
Georgia
+$626K
4
Baird Financial Group
Baird Financial Group
Wisconsin
+$597K
5
GC
Guggenheim Capital
Illinois
+$282K

Top Sellers

1
VCM
Vivaldi Capital Management
Illinois
-$2.9M
2
BFM
Boothbay Fund Management
New York
-$1.8M
3
Deutsche Bank
Deutsche Bank
Germany
-$1.21M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$729K
5
CRWM
Castle Rock Wealth Management
California
-$634K
Name Holding Trade Value Shares
Change 		Shares
Change %
SCM
1
Saba Capital Management
New York
$45.5M – – –
Invesco
2
Invesco
Georgia
$3.83M +$626K +51,892 +20%
BI
3
Bramshill Investments
Florida
$3.57M +$3.57M +295,866 New
Morgan Stanley
4
Morgan Stanley
New York
$2.82M -$320K -26,532 -10%
GC
5
Guggenheim Capital
Illinois
$2.3M +$282K +23,397 +14%
Wells Fargo
6
Wells Fargo
California
$1.97M -$253K -20,938 -11%
LPL Financial
7
LPL Financial
California
$1.44M +$166K +13,716 +13%
CCP
8
Clough Capital Partners
Massachusetts
$1.18M -$597K -49,500 -34%
SFS
9
Shaker Financial Services
Virginia
$1.02M +$1.02M +84,434 New
UCI
10
Uncommon Cents Investing
Wisconsin
$863K – – –
BFM
11
Boothbay Fund Management
New York
$847K -$1.8M -149,347 -68%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$667K – – –
Ameriprise
13
Ameriprise
Minnesota
$607K +$32.1K +2,662 +6%
RJA
14
Raymond James & Associates
Florida
$605K -$360K -29,872 -37%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$597K +$597K +49,492 New
CIA
16
Capital Investment Advisors
Georgia
$584K -$15.7K -1,303 -3%
COLIM
17
City of London Investment Management
United Kingdom
$488K – – –
HighTower Advisors
18
HighTower Advisors
Illinois
$483K +$8.15K +675 +2%
MAFM
19
Mid Atlantic Financial Management
Pennsylvania
$418K +$60.4K +5,000 +17%
NFG
20
Next Financial Group
Texas
$330K +$22.9K +1,900 +7%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$232K -$729K -60,360 -76%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$202K +$14.1K +1,175 +8%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$201K +$201K +16,654 New
Citigroup
24
Citigroup
New York
$188K -$55.2K -4,584 -23%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$182K -$13.2K -1,095 -7%
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