Vivaldi Capital Management’s Neuberger High Yield Strategies Fund Inc NHS Stock Holding History

Vivaldi Capital Management’s Portfolio NHS Stock Details NHS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-248,102	Closed	-$2.9M	–	240
2019 Q2	$2.9M	Buy	248,102 +63,755	+35%	+$746K	0.76%	35
2019 Q1	$2.08M	Buy	184,347 +46,356	+34%	+$504K	0.58%	49
2018 Q4	$1.33M	Buy	137,991 +25,625	+23%	+$264K	0.58%	47
2018 Q3	$1.23M	Buy	112,366 +9,784	+10%	+$107K	0.66%	36
2018 Q2	$1.11M	Buy	102,582 +9,897	+11%	+$109K	0.91%	35
2018 Q1	$1.03M	Buy	92,685 +15,397	+20%	+$175K	0.77%	42
2017 Q4	$909K	Buy	+77,288	New	+$920K	0.76%	40
2017 Q3	–	Sell	-53,168	Closed	-$632	–	101
2017 Q2	$632	Hold	53,168	–	–	﹤0.01%	47
2017 Q1	$632	Buy	+53,168	New	+$631K	﹤0.01%	93

Other funds holding NHS

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bramshill Investments Naples, Florida $1.16B AUM 0.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

UCI

Uncommon Cents Investing Janesville, Wisconsin $461M AUM 32.58% 1-Year Est. Return

Vivaldi Capital Management's NHS Position: Q3 2019 in Review

Vivaldi Capital Management sold out of Neuberger High Yield Strategies Fund Inc (NHS) in Q3 2019, closing a stake of 248,102 shares — an estimated $2.9M sold.

Vivaldi Capital Management first reported a position in NHS in Q1 2017 and held it in 9 quarters. The position peaked at $2.9M in Q2 2019. 42 funds tracked by Wall St. Rank hold NHS as of Q3 2019.

Vivaldi Capital Management reported no remaining Neuberger High Yield Strategies Fund Inc position as of Q3 2019 after selling out during the quarter.
Vivaldi Capital Management sold 248,102 Neuberger High Yield Strategies Fund Inc shares in Q3 2019, an estimated $2.9M.
Vivaldi Capital Management first reported a position in Neuberger High Yield Strategies Fund Inc in Q1 2017 and held it in 9 quarters.
Vivaldi Capital Management's Neuberger High Yield Strategies Fund Inc position peaked at $2.9M in Q2 2019.
42 funds tracked by Wall St. Rank held Neuberger High Yield Strategies Fund Inc as of Q3 2019.

Based on Vivaldi Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.