Rivernorth Capital Management’s NUVEEN QUALITY INCOME MUNI FD NQU Stock Holding History

Rivernorth Capital Management’s Portfolio NQU Stock Details NQU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-81,451	Closed	-$1.16M	–	201
2015 Q4	$1.16M	Buy	81,451 +42,306	+108%	+$581K	0.07%	167
2015 Q3	$528K	Hold	39,145	–	–	0.03%	185
2015 Q2	$522K	Hold	39,145	–	–	0.03%	174
2015 Q1	$550K	Sell	39,145 -1,058	-3%	-$14.9K	0.04%	162
2014 Q4	$562K	Sell	40,203 -8,277	-17%	-$115K	0.04%	182
2014 Q3	$664K	Sell	48,480 -13,699	-22%	-$190K	0.05%	147
2014 Q2	$853K	Sell	62,179 -6,300	-9%	-$86K	0.07%	146
2014 Q1	$910K	Hold	68,479	–	–	0.07%	160
2013 Q4	$839K	Buy	+68,479	New	+$841K	0.06%	173

Other funds holding NQU

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Rivernorth Capital Management's NQU Position: Q1 2016 in Review

Rivernorth Capital Management sold out of NUVEEN QUALITY INCOME MUNI FD (NQU) in Q1 2016, closing a stake of 81,451 shares — an estimated $1.16M sold.

Rivernorth Capital Management first reported a position in NQU in Q4 2013 and held it in 9 quarters. The position peaked at $1.16M in Q4 2015. 75 funds tracked by Wall St. Rank hold NQU as of Q1 2016.

Rivernorth Capital Management reported no remaining NUVEEN QUALITY INCOME MUNI FD position as of Q1 2016 after selling out during the quarter.
Rivernorth Capital Management sold 81,451 NUVEEN QUALITY INCOME MUNI FD shares in Q1 2016, an estimated $1.16M.
Rivernorth Capital Management first reported a position in NUVEEN QUALITY INCOME MUNI FD in Q4 2013 and held it in 9 quarters.
Rivernorth Capital Management's NUVEEN QUALITY INCOME MUNI FD position peaked at $1.16M in Q4 2015.
75 funds tracked by Wall St. Rank held NUVEEN QUALITY INCOME MUNI FD as of Q1 2016.

Based on Rivernorth Capital Management's 13F filing for Q1 2016, filed 16 May 2016.