Rivernorth Capital Management’s State Street Energy Select Sector SPDR ETF XLE Stock Holding History

Rivernorth Capital Management’s Portfolio XLE Stock Details XLE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-7,000	Closed	-$277K	–	197
2014 Q4	$277K	Sell	7,000 -4,800	-41%	-$200K	0.02%	193
2014 Q3	$535K	Buy	+11,800	New	+$572K	0.04%	149
2014 Q1	–	Sell	-5,200	Closed	-$230K	–	219
2013 Q4	$230K	Buy	+5,200	New	+$224K	0.02%	209

Other funds holding XLE

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $289B AUM 60.46% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $5B AUM 26.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Euclid Advisors Hartford, Connecticut $4.79M AUM 12.77% 1-Year Est. Return

Rivernorth Capital Management's XLE Position: Q1 2015 in Review

Rivernorth Capital Management sold out of State Street Energy Select Sector SPDR ETF (XLE) in Q1 2015, closing a stake of 7,000 shares — an estimated $277K sold.

Rivernorth Capital Management first reported a position in XLE in Q4 2013 and held it in 3 quarters. The position peaked at $535K in Q3 2014. 562 funds tracked by Wall St. Rank hold XLE as of Q1 2015.

Rivernorth Capital Management reported no remaining State Street Energy Select Sector SPDR ETF position as of Q1 2015 after selling out during the quarter.
Rivernorth Capital Management sold 7,000 State Street Energy Select Sector SPDR ETF shares in Q1 2015, an estimated $277K.
Rivernorth Capital Management first reported a position in State Street Energy Select Sector SPDR ETF in Q4 2013 and held it in 3 quarters.
Rivernorth Capital Management's State Street Energy Select Sector SPDR ETF position peaked at $535K in Q3 2014.
562 funds tracked by Wall St. Rank held State Street Energy Select Sector SPDR ETF as of Q1 2015.

Based on Rivernorth Capital Management's 13F filing for Q1 2015, filed 15 May 2015.