RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-3.42%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.25B
AUM Growth
+$1.25B
Cap. Flow
+$48.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
25.53%
Holding
202
New
26
Increased
72
Reduced
52
Closed
28

Top Buys

1
DRA
Diversified Real Asset Income Fd
DRA
$11.1M
2
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$10.1M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$7.55M
4
NPT
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$7.25M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$6.6M

Top Sells

1
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
$9.49M
2
NML
Neuberger Berman Energy Infrastructure and Income Fund
NML
$8.89M
3
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$6.56M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
$5.17M
5
BSP
AMERN STRATEGIC INCM PORTF II
BSP
$4.4M

Sector Composition

1 Financials 2.17%
2 Technology 0.18%
3 Energy 0.05%
4 Consumer Discretionary 0.03%
5 Communication Services 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RNP icon
76
Cohen & Steers REIT and Preferred and Income Fund
RNP
$1.06B
$5.12M 0.41%
293,004
-8,400
-3% -$147K
BDJ icon
77
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.59B
$5M 0.4%
610,188
– –
FUND
78
Sprott Focus Trust
FUND
$244M
$4.99M 0.4%
633,579
+17,091
+3% +$134K
PFL
79
PIMCO Income Strategy Fund
PFL
$382M
$4.88M 0.39%
408,736
-23,434
-5% -$280K
NRO
80
Neuberger Berman Real Estate Securities Income Fund
NRO
$205M
$4.66M 0.37%
966,059
+115,000
+14% +$554K
SBW
81
DELISTED
Western Asset Worldwide Income
SBW
$4.63M 0.37%
378,039
-6,893
-2% -$84.4K
SGL
82
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$4.53M 0.36%
513,307
+27,368
+6% +$242K
IWM icon
83
iShares Russell 2000 ETF
IWM
$66.6B
$4.53M 0.36%
41,400
+21,400
+107% +$2.34M
NBD
84
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$4.47M 0.36%
210,615
-100
-0% -$2.12K
GLV
85
Clough Global Dividend & Income Fund
GLV
$71.9M
$4.36M 0.35%
304,392
+74,565
+32% +$1.07M
PIM
86
Putnam Master Intermediate Income Trust
PIM
$161M
$4.29M 0.34%
852,839
+117,093
+16% +$589K
EVG
87
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
$4.25M 0.34%
289,588
+13,200
+5% +$194K
PDI icon
88
PIMCO Dynamic Income Fund
PDI
$7.48B
$3.93M 0.31%
124,510
+34,439
+38% +$1.09M
VTA
89
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$3.92M 0.31%
317,086
-73,886
-19% -$912K
EVV
90
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$3.82M 0.31%
262,148
-24,064
-8% -$351K
NIQ
91
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$3.8M 0.3%
297,492
-33,072
-10% -$423K
MSD
92
Morgan Stanley Emerging Markets Debt Fund
MSD
$151M
$3.78M 0.3%
389,228
+109,986
+39% +$1.07M
CEE
93
Central and Eastern Europe Fund
CEE
$103M
$3.7M 0.3%
148,802
-9,874
-6% -$245K
RIT
94
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$3.65M 0.29%
+325,000
New +$3.65M
HYB
95
DELISTED
New America High Income Fund, Inc.
HYB
$3.49M 0.28%
370,367
+12,875
+4% +$121K
IGR
96
CBRE Global Real Estate Income Fund
IGR
$700M
$3.45M 0.28%
412,224
+8,196
+2% +$68.7K
DCA
97
DELISTED
Virtus Total Return Fund
DCA
$3.45M 0.28%
742,801
-902,581
-55% -$4.2M
JGG
98
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$3.42M 0.27%
277,050
– –
ACP
99
abrdn Income Credit Strategies Fund
ACP
$743M
$3.42M 0.27%
203,749
-4,616
-2% -$77.5K
FPF
100
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.16B
$3.42M 0.27%
+157,303
New +$3.42M
2 3
4
5 6