Rivernorth Capital Management’s Nuveen Build Am Bond Opp Fd NBD Stock Holding History

Rivernorth Capital Management’s Portfolio NBD Stock Details NBD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-34,541	Closed	-$759K	–	251
2018 Q2	$759K	Buy	+34,541	New	+$756K	0.06%	146
2016 Q3	–	Sell	-53,894	Closed	-$1.22M	–	153
2016 Q2	$1.22M	Sell	53,894 -59,742	-53%	-$1.31M	0.08%	137
2016 Q1	$2.44M	Sell	113,636 -96,979	-46%	-$2.01M	0.15%	141
2015 Q4	$4.27M	Hold	210,615	–	–	0.24%	111
2015 Q3	$4.09M	Hold	210,615	–	–	0.25%	108
2015 Q2	$4.14M	Hold	210,615	–	–	0.26%	99
2015 Q1	$4.58M	Hold	210,615	–	–	0.31%	92
2014 Q4	$4.62M	Hold	210,615	–	–	0.31%	93
2014 Q3	$4.46M	Sell	210,615 -100	-0%	-$2.15K	0.36%	84
2014 Q2	$4.54M	Sell	210,715 -1,911	-0.9%	-$40.1K	0.36%	84
2014 Q1	$4.36M	Hold	212,626	–	–	0.35%	83
2013 Q4	$4.13M	Hold	212,626	–	–	0.32%	94
2013 Q3	$3.94M	Hold	212,626	–	–	0.41%	70
2013 Q2	$4.25M	Buy	+212,626	New	+$4.6M	0.47%	64

Other funds holding NBD

TIM

Tortoise Investment Management White Plains, New York $1.21B AUM 13.04% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Rivernorth Capital Management's NBD Position: Q3 2018 in Review

Rivernorth Capital Management sold out of Nuveen Build Am Bond Opp Fd (NBD) in Q3 2018, closing a stake of 34,541 shares — an estimated $759K sold.

Rivernorth Capital Management first reported a position in NBD in Q2 2013 and held it in 14 quarters. The position peaked at $4.62M in Q4 2014. 26 funds tracked by Wall St. Rank hold NBD as of Q3 2018.

Rivernorth Capital Management reported no remaining Nuveen Build Am Bond Opp Fd position as of Q3 2018 after selling out during the quarter.
Rivernorth Capital Management sold 34,541 Nuveen Build Am Bond Opp Fd shares in Q3 2018, an estimated $759K.
Rivernorth Capital Management first reported a position in Nuveen Build Am Bond Opp Fd in Q2 2013 and held it in 14 quarters.
Rivernorth Capital Management's Nuveen Build Am Bond Opp Fd position peaked at $4.62M in Q4 2014.
26 funds tracked by Wall St. Rank held Nuveen Build Am Bond Opp Fd as of Q3 2018.

Based on Rivernorth Capital Management's 13F filing for Q3 2018, filed 15 Nov 2018.