Rivernorth Capital Management’s iShares Russell 2000 ETF IWM Stock Holding History

Rivernorth Capital Management’s Portfolio IWM Stock Details IWM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-30,000	Closed	-$3.73M	–	157
2016 Q3	$3.73M	Hold	30,000	–	–	0.27%	97
2016 Q2	$3.45M	Hold	30,000	–	–	0.22%	107
2016 Q1	$3.32M	Hold	30,000	–	–	0.2%	120
2015 Q4	$3.38M	Hold	30,000	–	–	0.19%	127
2015 Q3	$3.28M	Hold	30,000	–	–	0.2%	126
2015 Q2	$3.75M	Hold	30,000	–	–	0.23%	110
2015 Q1	$3.73M	Sell	30,000 -26,350	-47%	-$3.18M	0.25%	103
2014 Q4	$6.74M	Buy	56,350 +14,950	+36%	+$1.71M	0.45%	80
2014 Q3	$4.53M	Buy	41,400 +21,400	+107%	+$2.45M	0.36%	83
2014 Q2	$2.38M	Buy	+20,000	New	+$2.27M	0.19%	121

Other funds holding IWM

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $250B AUM 21.32% 1-Year Est. Return

Rivernorth Capital Management's IWM Position: Q4 2016 in Review

Rivernorth Capital Management sold out of iShares Russell 2000 ETF (IWM) in Q4 2016, closing a stake of 30,000 shares — an estimated $3.73M sold.

Rivernorth Capital Management first reported a position in IWM in Q2 2014 and held it in 10 quarters. The position peaked at $6.74M in Q4 2014. 1,075 funds tracked by Wall St. Rank hold IWM as of Q4 2016.

Rivernorth Capital Management reported no remaining iShares Russell 2000 ETF position as of Q4 2016 after selling out during the quarter.
Rivernorth Capital Management sold 30,000 iShares Russell 2000 ETF shares in Q4 2016, an estimated $3.73M.
Rivernorth Capital Management first reported a position in iShares Russell 2000 ETF in Q2 2014 and held it in 10 quarters.
Rivernorth Capital Management's iShares Russell 2000 ETF position peaked at $6.74M in Q4 2014.
1,075 funds tracked by Wall St. Rank held iShares Russell 2000 ETF as of Q4 2016.

Based on Rivernorth Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.