Rivernorth Capital Management’s iShares Russell 2000 ETF IWM Stock Holding History

Rivernorth Capital Management’s Portfolio IWM Stock Details IWM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-30,000	Closed	-$3.73M	–	157
2016 Q3	$3.73M	Hold	30,000	–	–	0.27%	97
2016 Q2	$3.45M	Hold	30,000	–	–	0.22%	107
2016 Q1	$3.32M	Hold	30,000	–	–	0.2%	120
2015 Q4	$3.38M	Hold	30,000	–	–	0.19%	127
2015 Q3	$3.28M	Hold	30,000	–	–	0.2%	126
2015 Q2	$3.75M	Hold	30,000	–	–	0.23%	110
2015 Q1	$3.73M	Sell	30,000 -26,350	-47%	-$3.18M	0.25%	103
2014 Q4	$6.74M	Buy	56,350 +14,950	+36%	+$1.71M	0.45%	80
2014 Q3	$4.53M	Buy	41,400 +21,400	+107%	+$2.45M	0.36%	83
2014 Q2	$2.38M	Buy	+20,000	New	+$2.27M	0.19%	121

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Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citigroup New York $157B AUM 32.99% 1-Year Est. Return

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Jones Financial Companies

Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return