Rivernorth Capital Management’s Franklin Master Intermediate Income Trust PIM Stock Holding History

Rivernorth Capital Management’s Portfolio PIM Stock Details PIM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-157,528	Closed	-$682K	–	150
2016 Q2	$682K	Sell	157,528 -63,295	-29%	-$277K	0.04%	142
2016 Q1	$972K	Sell	220,823 -67,056	-23%	-$288K	0.06%	161
2015 Q4	$1.31M	Sell	287,879 -232,368	-45%	-$1.06M	0.07%	165
2015 Q3	$2.35M	Sell	520,247 -301,827	-37%	-$1.4M	0.14%	146
2015 Q2	$3.88M	Sell	822,074 -87,591	-10%	-$423K	0.24%	105
2015 Q1	$4.46M	Buy	909,665 +71,924	+9%	+$348K	0.3%	94
2014 Q4	$4.03M	Sell	837,741 -15,098	-2%	-$75K	0.27%	102
2014 Q3	$4.29M	Buy	852,839 +117,093	+16%	+$592K	0.34%	86
2014 Q2	$3.79M	Buy	735,746 +11,040	+2%	+$56.6K	0.3%	93
2014 Q1	$3.73M	Buy	724,706 +97,814	+16%	+$496K	0.3%	91
2013 Q4	$3.16M	Buy	626,892 +246,083	+65%	+$1.23M	0.24%	103
2013 Q3	$1.86M	Buy	380,809 +45,084	+13%	+$222K	0.2%	99
2013 Q2	$1.67M	Buy	+335,725	New	+$1.72M	0.19%	98

Other funds holding PIM

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

AWMS

Advocacy Wealth Management Services Atlanta, Georgia $2.26B AUM 13.25% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Penbrook Management New York $132M AUM 29.91% 1-Year Est. Return

SCM

Sterneck Capital Management Kansas City, Missouri $223M AUM 17.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Rivernorth Capital Management's PIM Position: Q3 2016 in Review

Rivernorth Capital Management sold out of Franklin Master Intermediate Income Trust (PIM) in Q3 2016, closing a stake of 157,528 shares — an estimated $682K sold.

Rivernorth Capital Management first reported a position in PIM in Q2 2013 and held it in 13 quarters. The position peaked at $4.46M in Q1 2015. 51 funds tracked by Wall St. Rank hold PIM as of Q3 2016.

Rivernorth Capital Management reported no remaining Franklin Master Intermediate Income Trust position as of Q3 2016 after selling out during the quarter.
Rivernorth Capital Management sold 157,528 Franklin Master Intermediate Income Trust shares in Q3 2016, an estimated $682K.
Rivernorth Capital Management first reported a position in Franklin Master Intermediate Income Trust in Q2 2013 and held it in 13 quarters.
Rivernorth Capital Management's Franklin Master Intermediate Income Trust position peaked at $4.46M in Q1 2015.
51 funds tracked by Wall St. Rank held Franklin Master Intermediate Income Trust as of Q3 2016.

Based on Rivernorth Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.