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PIM

Franklin Master Intermediate Income Trust

52 hedge funds and large institutions have $56.2M invested in Franklin Master Intermediate Income Trust in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 20 increasing their positions, 14 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 14

1% more capital invested

Capital invested by funds: $55.6M → $56.2M (+$523K)

0.55% more ownership

Funds ownership: 16.98%17.53% (+0.55%)

10% less funds holding

Funds holding: 5852 (-6)

55% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 11

Holders
52
Holders Change
-6
Holders Change %
-10.34%
% of All Funds
1.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
20
Reduced
14
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$10.1M +$512K +103,928 +5%
Wells Fargo
2
Wells Fargo
California
$8.28M +$766K +155,379 +10%
FAAS
3
First Allied Advisory Services
California
$7.2M +$2.58M +523,523 +55%
FAAM
4
First Allied Asset Management
California
$7.04M +$754K +152,978 +12%
1CP
5
1607 Capital Partners
Virginia
$4.48M +$2.19M +444,847 +94%
FIMG
6
Financial & Investment Management Group
Michigan
$2.28M +$1.23M +248,883 +114%
Invesco
7
Invesco
Georgia
$2.16M -$239K -48,519 -10%
RCM
8
Rivernorth Capital Management
Florida
$1.86M +$222K +45,084 +13%
U
9
UBS
Switzerland
$1.73M -$245K -49,703 -12%
SCM
10
Sterneck Capital Management
Missouri
$1.67M -$22.7K -4,606 -1%
Morgan Stanley
11
Morgan Stanley
New York
$1.3M -$530K -107,524 -29%
PPA
12
Parametric Portfolio Associates
Washington
$1.28M +$298K +60,468 +30%
Bank of America
13
Bank of America
North Carolina
$1.15M +$80.3K +16,287 +7%
NCM
14
Newgate Capital Management
Connecticut
$1.11M -$2.91M -591,083 -72%
Barclays
15
Barclays
United Kingdom
$580K +$195K +39,632 +38%
Goldman Sachs
16
Goldman Sachs
New York
$447K +$452K +91,655 New
LPL Financial
17
LPL Financial
California
$446K +$28.9K +5,864 +7%
DA
18
Doliver Advisors
Texas
$338K -$346K -70,189 -50%
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$309K +$94.6K +19,197 +44%
CA
20
Cornerstone Advisors
North Carolina
$269K -$625K -126,927 -70%
Ameriprise
21
Ameriprise
Minnesota
$252K +$172 +35 +0.1%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$216K -$15.1K -3,070 -6%
GC
23
Guggenheim Capital
Illinois
$211K -$246K -49,844 -54%
VKH
24
Virtu KCG Holdings
New York
$165K +$166K +33,719 New
WA
25
WealthTrust Axiom
Pennsylvania
$148K

PIM Hedge Fund Activity: Q3 2013 in Review

52 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Franklin Master Intermediate Income Trust (PIM) for Q3 2013, worth a combined $56.2M — up 0.94% from $55.6M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of PIM and 5 opened new positions — a net loss of 6 holders — while 14 trimmed existing stakes and 20 added.

The largest buyer was First Allied Advisory Services, adding an estimated $2.58M. The largest seller was Newgate Capital Management, cutting an estimated $2.91M.

  • 52 institutional investors held Franklin Master Intermediate Income Trust (PIM) as of Q3 2013, down from 58 in Q2 2013.
  • Funds reported $56.2M of Franklin Master Intermediate Income Trust stock for Q3 2013, up 0.94% quarter-over-quarter.
  • 5 funds opened new Franklin Master Intermediate Income Trust positions in Q3 2013 and 11 closed out, a net change of -6 holders.
  • The largest Franklin Master Intermediate Income Trust buyer in Q3 2013 was First Allied Advisory Services, an estimated $2.58M added.
  • The largest Franklin Master Intermediate Income Trust seller in Q3 2013 was Newgate Capital Management, an estimated $2.91M sold.

Based on aggregated 13F filings for Q3 2013.