PIM

Putnam Master Intermediate Income Trust
PIM

Overview Fund Activity

52 hedge funds and large institutions have $56.2M invested in Putnam Master Intermediate Income Trust in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 20 increasing their positions, 14 reducing their positions, and 11 closing their positions.

Holders
52
Holders Change
-6
Holders Change %
-10.34%
% of All Funds
1.69%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
20
Reduced
14
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FAAS
1
First Allied Advisory Services
California
$7.2M
2
1CP
2
1607 Capital Partners
Virginia
$4.48M
3
FIMG
3
Financial & Investment Management Group
Michigan
$2.28M
4
Wells Fargo
4
Wells Fargo
California
$8.28M
5
FAAM
5
First Allied Asset Management
California
$7.04M

Top Sellers

1
NCM
1
Newgate Capital Management
Connecticut
$1.11M
2
SFS
2
Shaker Financial Services
Virginia
$0
3
PI
3
Placemark Investments
Illinois
$0
4
CA
4
Cornerstone Advisors
North Carolina
$269K
5
Morgan Stanley
5
Morgan Stanley
New York
$1.31M
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$10.1M 2,076,169 +103,928 +5%
Wells Fargo
2
Wells Fargo
California
$8.28M 1,697,043 +155,379 +10%
FAAS
3
First Allied Advisory Services
California
$7.2M 1,468,879 +523,523 +55%
FAAM
4
First Allied Asset Management
California
$7.04M 1,435,736 +152,978 +12%
1CP
5
1607 Capital Partners
Virginia
$4.48M 917,276 +444,847 +94%
FIMG
6
Financial & Investment Management Group
Michigan
$2.28M 467,613 +248,883 +114%
Invesco
7
Invesco
Georgia
$2.16M 442,324 -48,519 -10%
RCM
8
Rivernorth Capital Management
Florida
$1.86M 380,809 +45,084 +13%
U
9
UBS
Switzerland
$1.73M 355,216 -49,703 -12%
SCM
10
Sterneck Capital Management
Missouri
$1.67M 342,065 -4,606 -1%
Morgan Stanley
11
Morgan Stanley
New York
$1.31M 267,528 -107,524 -29%
PPA
12
Parametric Portfolio Associates
Washington
$1.28M 262,240 +60,468 +30%
Bank of America
13
Bank of America
North Carolina
$1.15M 236,537 +16,287 +7%
NCM
14
Newgate Capital Management
Connecticut
$1.11M 227,501 -591,083 -72%
Barclays
15
Barclays
United Kingdom
$580K 144,914 +39,632 +38%
Goldman Sachs
16
Goldman Sachs
New York
$447K 91,655 +91,655 New
LPL Financial
17
LPL Financial
California
$446K 90,958 +5,864 +7%
DA
18
Doliver Advisors
Texas
$338K 69,194 -70,189 -50%
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$309K 63,322 +19,197 +44%
CA
20
Cornerstone Advisors
North Carolina
$269K 55,158 -126,927 -70%
Ameriprise
21
Ameriprise
Minnesota
$252K 51,691 +35 +0.1%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$216K 44,295 -3,070 -6%
GC
23
Guggenheim Capital
Illinois
$211K 43,275 -49,844 -54%
VKH
24
Virtu KCG Holdings
New York
$165K 33,719 +33,719 New
WA
25
WealthTrust Axiom
Pennsylvania
$148K 30,500 – –
1
2 3