Rivernorth Capital Management’s Central and Eastern Europe Fund CEE Stock Holding History

Rivernorth Capital Management’s Portfolio CEE Stock Details CEE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-122,057	Closed	-$2.24M	–	142
2016 Q2	$2.24M	Sell	122,057 -10,394	-8%	-$192K	0.14%	125
2016 Q1	$2.48M	Sell	132,451 -3,010	-2%	-$49.7K	0.15%	140
2015 Q4	$2.25M	Sell	135,461 -2,000	-1%	-$36.9K	0.13%	144
2015 Q3	$2.46M	Sell	137,461 -11,341	-8%	-$218K	0.15%	144
2015 Q2	$3.1M	Hold	148,802	–	–	0.19%	124
2015 Q1	$3.05M	Hold	148,802	–	–	0.2%	121
2014 Q4	$2.94M	Sell	148,802 -7,242	-5%	-$161K	0.2%	131
2014 Q3	$3.69M	Sell	156,044 -10,354	-6%	-$270K	0.3%	93
2014 Q2	$4.65M	Hold	166,398	–	–	0.37%	82
2014 Q1	$4.17M	Sell	166,398 -13,604	-8%	-$357K	0.34%	85
2013 Q4	$5.24M	Hold	180,002	–	–	0.4%	80
2013 Q3	$5.57M	Sell	180,002 -15,329	-8%	-$454K	0.59%	53
2013 Q2	$5.55M	Buy	+195,331	New	+$5.9M	0.62%	49

Other funds holding CEE

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

GFM

Gramercy Funds Management Greenwich, Connecticut $6.07M AUM 35.69% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

SII Investments Appleton, Wisconsin $965M AUM 15.44% 1-Year Est. Return

Rivernorth Capital Management's CEE Position: Q3 2016 in Review

Rivernorth Capital Management sold out of Central and Eastern Europe Fund (CEE) in Q3 2016, closing a stake of 122,057 shares — an estimated $2.24M sold.

Rivernorth Capital Management first reported a position in CEE in Q2 2013 and held it in 13 quarters. The position peaked at $5.57M in Q3 2013. 26 funds tracked by Wall St. Rank hold CEE as of Q3 2016.

Rivernorth Capital Management reported no remaining Central and Eastern Europe Fund position as of Q3 2016 after selling out during the quarter.
Rivernorth Capital Management sold 122,057 Central and Eastern Europe Fund shares in Q3 2016, an estimated $2.24M.
Rivernorth Capital Management first reported a position in Central and Eastern Europe Fund in Q2 2013 and held it in 13 quarters.
Rivernorth Capital Management's Central and Eastern Europe Fund position peaked at $5.57M in Q3 2013.
26 funds tracked by Wall St. Rank held Central and Eastern Europe Fund as of Q3 2016.

Based on Rivernorth Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.