We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.98%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$898M
AUM Growth
–
Cap. Flow
+$939M
Cap. Flow %
104.53%
Top 10 Hldgs %
30.2%
Holding
165
New
165
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$44.7M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$37.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$27.9M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$26.6M
5
RVT icon
Royce Value Trust
RVT
+$25.5M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 4.11%
2 Technology 0.06%
3 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDJ icon
76
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$3.31M 0.37%
+435,105
New +$3.37M
HTR
77
DELISTED
Brookfield Total Return Fund Inc
HTR
$3.12M 0.35%
+129,771
New +$3.35M
SVVC
78
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$3.12M 0.35%
+156,839
New +$3.01M
GUT
79
Gabelli Utility Trust
GUT
$559M
$3.11M 0.35%
+493,354
New +$3.26M
BGH
80
Barings Global Short Duration High Yield Fund
BGH
$287M
$3.06M 0.34%
+133,346
New +$3.28M
PCN
81
PIMCO Corporate & Income Strategy Fund
PCN
$885M
$2.99M 0.33%
+171,302
New +$3.07M
NSLR
82
Neostellar Capital Corp
NSLR
$254M
$2.9M 0.32%
+568,995
New +$2.91M
ELD icon
83
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$2.83M 0.32%
+58,957
New +$3.05M
NID
84
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$2.79M 0.31%
+218,031
New +$2.91M
FTT
85
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$2.77M 0.31%
+213,125
New +$2.86M
SPE
86
Special Opportunities Fund
SPE
$144M
$2.73M 0.3%
+168,763
New +$2.77M
RNE
87
DELISTED
MORGAN STLY EASTEURO FD
RNE
$2.71M 0.3%
+167,848
New +$2.79M
DSU icon
88
BlackRock Debt Strategies Fund
DSU
$597M
$2.61M 0.29%
+204,876
New +$2.71M
IMF
89
DELISTED
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
$2.58M 0.29%
+156,198
New +$2.8M
EMD
90
Western Asset Emerging Markets Debt Fund
EMD
$616M
$2.52M 0.28%
+136,996
New +$2.82M
SPY icon
91
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$2.49M 0.28%
+15,500
New +$2.5M
OFS icon
92
OFS Capital
OFS
$51.9M
$2.47M 0.28%
+207,788
New +$2.65M
JHP
93
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$2.2M 0.24%
+261,013
New +$2.33M
NIO
94
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$2.18M 0.24%
+155,881
New +$2.27M
EIM
95
Eaton Vance Municipal Bond Fund
EIM
$499M
$2.08M 0.23%
+173,652
New +$2.29M
AMG icon
96
Affiliated Managers Group
AMG
$9.76B
$1.98M 0.22%
+12,100
New +$1.91M
DMO
97
Western Asset Mortgage Opportunity Fund
DMO
$120M
$1.76M 0.2%
+75,957
New +$1.92M
PIM
98
Franklin Master Intermediate Income Trust
PIM
$151M
$1.67M 0.19%
+335,725
New +$1.72M
NHS
99
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$1.67M 0.19%
+129,972
New +$1.8M
LBF
100
DELISTED
Deutsche Global High Incm Fund
LBF
$1.66M 0.18%
+205,534
New +$1.8M
2 3
4
5 6

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for Rivernorth Capital Management, which disclosed 165 positions worth $898M. Its ten largest holdings account for 30% of the portfolio.

Its largest position is BlackRock Credit Allocation Income Trust: 3,223,380 shares worth $41.8M.

By sector, the portfolio is most concentrated in Financials at 4.1% of assets, followed by Technology and Energy.

  • Rivernorth Capital Management's largest Q2 2013 buy was BlackRock Credit Allocation Income Trust: 3,223,380 shares worth $41.8M.
  • Rivernorth Capital Management's ten largest holdings make up 30% of its $898M portfolio in Q2 2013.
  • Rivernorth Capital Management disclosed 165 positions in Q2 2013, its first 13F filing on record.

Based on Rivernorth Capital Management's 13F filing for Q2 2013, filed 14 Aug 2013.