Rivernorth Capital Management’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

Rivernorth Capital Management’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-328,097	Closed	-$7.88M	–	216
2014 Q3	$7.88M	Buy	328,097 +73,601	+29%	+$1.64M	0.63%	53
2014 Q2	$5.41M	Buy	254,496 +181,956	+251%	+$3.78M	0.43%	75
2014 Q1	$1.55M	Hold	72,540	–	–	0.13%	145
2013 Q4	$1.68M	Sell	72,540 -32,913	-31%	-$767K	0.13%	148
2013 Q3	$2.58M	Sell	105,453 -51,386	-33%	-$1.14M	0.27%	84
2013 Q2	$3.12M	Buy	+156,839	New	+$3.01M	0.35%	78

Other funds holding SVVC

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

Rivernorth Capital Management's SVVC Position: Q4 2014 in Review

Rivernorth Capital Management sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q4 2014, closing a stake of 328,097 shares — an estimated $7.88M sold.

Rivernorth Capital Management first reported a position in SVVC in Q2 2013 and held it in 6 quarters. The position peaked at $7.88M in Q3 2014. 36 funds tracked by Wall St. Rank hold SVVC as of Q4 2014.

Rivernorth Capital Management reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q4 2014 after selling out during the quarter.
Rivernorth Capital Management sold 328,097 Firsthand Technology Value Fund, Inc. Common Stock shares in Q4 2014, an estimated $7.88M.
Rivernorth Capital Management first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q2 2013 and held it in 6 quarters.
Rivernorth Capital Management's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $7.88M in Q3 2014.
36 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q4 2014.

Based on Rivernorth Capital Management's 13F filing for Q4 2014, filed 17 Feb 2015.