Weiss Asset Management’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

Weiss Asset Management’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-16,192	Closed	-$138K	–	243
2015 Q3	$138K	Sell	16,192 -46,402	-74%	-$499K	0.1%	33
2015 Q2	$805K	Sell	62,594 -46,446	-43%	-$670K	0.97%	22
2015 Q1	$1.56M	Sell	109,040 -144,977	-57%	-$2.25M	1.32%	22
2014 Q4	$4.74M	Buy	254,017 +138,096	+119%	+$3.02M	1.92%	17
2014 Q3	$2.78M	Buy	+115,921	New	+$2.58M	2.75%	11

Other funds holding SVVC

Bulldog Investors Saddle Brook, New Jersey $455M AUM 2.3% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

EPM

Equitec Proprietary Markets Chicago, Illinois $559M AUM 230.29% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $532M AUM 56.47% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $5.19B AUM 23.19% 1-Year Est. Return

RCM

Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.32B AUM 1.82% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Weiss Asset Management's SVVC Position: Q4 2015 in Review

Weiss Asset Management sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q4 2015, closing a stake of 16,192 shares — an estimated $138K sold.

Weiss Asset Management first reported a position in SVVC in Q3 2014 and held it in 5 quarters. The position peaked at $4.74M in Q4 2014. 32 funds tracked by Wall St. Rank hold SVVC as of Q4 2015.

Weiss Asset Management reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q4 2015 after selling out during the quarter.
Weiss Asset Management sold 16,192 Firsthand Technology Value Fund, Inc. Common Stock shares in Q4 2015, an estimated $138K.
Weiss Asset Management first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q3 2014 and held it in 5 quarters.
Weiss Asset Management's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $4.74M in Q4 2014.
32 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q4 2015.

Based on Weiss Asset Management's 13F filing for Q4 2015, filed 12 Feb 2016.