Bulldog Investors’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

Bulldog Investors’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-210,715	Closed	-$1.69M	–	109
2017 Q3	$1.69M	Sell	210,715 -38,190	-15%	-$299K	0.49%	48
2017 Q2	$2.09M	Sell	248,905 -7,281	-3%	-$60.8K	0.53%	41
2017 Q1	$2.04M	Sell	256,186 -22,303	-8%	-$179K	0.52%	38
2016 Q4	$2.14M	Sell	278,489 -36,552	-12%	-$292K	0.55%	39
2016 Q3	$2.47M	Sell	315,041 -1,100	-0.3%	-$7.96K	0.56%	36
2016 Q2	$2.35M	Sell	316,141 -143,259	-31%	-$1.07M	0.61%	31
2016 Q1	$3.45M	Sell	459,400 -262,010	-36%	-$1.89M	0.81%	29
2015 Q4	$6.14M	Buy	+721,410	New	+$5.75M	1.29%	25

Other funds holding SVVC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

GWM

Geneos Wealth Management Englewood, Colorado $4.9B AUM 23.65% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

RCM

Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.95% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

MHS

M Holdings Securities Portland, Oregon $1.48B AUM 26.15% 1-Year Est. Return

Precept Management Dallas, Texas $126M AUM 36.77% 1-Year Est. Return

IAA

Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return

Bulldog Investors's SVVC Position: Q4 2017 in Review

Bulldog Investors sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q4 2017, closing a stake of 210,715 shares — an estimated $1.69M sold.

Bulldog Investors first reported a position in SVVC in Q4 2015 and held it in 8 quarters. The position peaked at $6.14M in Q4 2015. 34 funds tracked by Wall St. Rank hold SVVC as of Q4 2017.

Bulldog Investors reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q4 2017 after selling out during the quarter.
Bulldog Investors sold 210,715 Firsthand Technology Value Fund, Inc. Common Stock shares in Q4 2017, an estimated $1.69M.
Bulldog Investors first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q4 2015 and held it in 8 quarters.
Bulldog Investors's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $6.14M in Q4 2015.
34 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q4 2017.

Based on Bulldog Investors's 13F filing for Q4 2017, filed 14 Feb 2018.