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SVVC

Firsthand Technology Value Fund, Inc. Common Stock

Delisted

SVVC was delisted on the 25th of October, 2023.

31 hedge funds and large institutions have $12.4M invested in Firsthand Technology Value Fund, Inc. Common Stock in 2017 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

8% more capital invested

Capital invested by funds: $11.5M → $12.4M (+$922K)

7% more funds holding

Funds holding: 2931 (+2)

14% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 7

Holders
31
Holders Change
+2
Holders Change %
+6.9%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
6
Reduced
7
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$6.1M +$366K +45,487 +6%
BI
2
Bulldog Investors
New Jersey
$2.04M -$179K -22,303 -8%
GWM
3
Geneos Wealth Management
Colorado
$741K +$749K +93,132 New
COLIM
4
City of London Investment Management
United Kingdom
$680K
EPM
5
Equitec Proprietary Markets
Illinois
$529K -$251K -31,225 -32%
AA
6
Ancora Advisors
Ohio
$371K -$40.2K -5,000 -10%
RCM
7
Radcliffe Capital Management
Pennsylvania
$365K
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$314K +$15.3K +1,900 +5%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$288K -$1.44K -179 -0.5%
MHS
10
M Holdings Securities
Oregon
$207K
PM
11
Precept Management
Texas
$199K
YCM
12
Yakira Capital Management
Connecticut
$198K +$29.8K +3,700 +18%
FO
13
FT Options
Illinois
$177K
RJFSA
14
Raymond James Financial Services Advisors
Florida
$88K
AIM
15
Acrospire Investment Management
Illinois
$52K -$23.3K -2,895 -31%
Acadian Asset Management
16
Acadian Asset Management
Massachusetts
$17K +$17.3K +2,148 +5,114%
UBS Group
17
UBS Group
Switzerland
$16K +$11.3K +1,408 +261%
CG
18
Cutler Group
California
$6K +$6.43K +800 +2,222%
Simplex Trading
19
Simplex Trading
Illinois
$6K +$6.9K +858 New
Creative Planning
20
Creative Planning
Kansas
$4K
WT
21
Whittier Trust
California
$3K
TRCT
22
Tower Research Capital (TRC)
New York
$1K -$1.31K -163 -71%
APSP
23
Asset Planning Services (Pennsylvania)
Pennsylvania
$1K
RFA
24
Reilly Financial Advisors
California
$1K
SWA
25
Sutton Wealth Advisors
Florida
$16

SVVC Hedge Fund Activity: Q1 2017 in Review

31 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Firsthand Technology Value Fund, Inc. Common Stock (SVVC) for Q1 2017, worth a combined $12.4M — up 8% from $11.5M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new SVVC positions and 1 closed out — a net gain of 2 holders — while 6 added to existing stakes and 7 trimmed.

The largest buyer was Geneos Wealth Management, opening a new position worth an estimated $749K. The largest seller was Equitec Proprietary Markets, cutting an estimated $251K.

  • 31 institutional investors held Firsthand Technology Value Fund, Inc. Common Stock (SVVC) as of Q1 2017, up from 29 in Q4 2016.
  • Funds reported $12.4M of Firsthand Technology Value Fund, Inc. Common Stock stock for Q1 2017, up 8% quarter-over-quarter.
  • 3 funds opened new Firsthand Technology Value Fund, Inc. Common Stock positions in Q1 2017 and 1 closed out, a net change of +2 holders.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock buyer in Q1 2017 was Geneos Wealth Management, an estimated $749K added.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock seller in Q1 2017 was Equitec Proprietary Markets, an estimated $251K sold.

Based on aggregated 13F filings for Q1 2017.