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SVVC

Firsthand Technology Value Fund, Inc. Common Stock

Delisted

SVVC was delisted on the 25th of October, 2023.

30 hedge funds and large institutions have $2.4M invested in Firsthand Technology Value Fund, Inc. Common Stock in 2020 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

116% more call options, than puts

Call options by funds: $123K | Put options by funds: $57K

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

0% more funds holding

Funds holding: 3030 (0)

53% less capital invested

Capital invested by funds: $5.12M → $2.4M (-$2.71M)

56% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 9

Holders
30
Holders Change
Holders Change %
0%
% of All Funds
0.66%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
4
Reduced
9
Closed
3
Calls
$123K
Puts
$57K
Net Calls
+$66K
Net Calls Change
-$379K
Name Holding Trade Value Shares
Change
Change in
Stake
BCA
1
Biltmore Capital Advisors
New Jersey
$521K -$320K -55,953 -29%
GWM
2
Geneos Wealth Management
Colorado
$350K
YCM
3
Yakira Capital Management
Connecticut
$334K -$2.48K -434 -0.5%
AA
4
Ancora Advisors
Ohio
$204K +$11.4K +2,000 +4%
Osaic Holdings
5
Osaic Holdings
Arizona
$175K +$270K +47,275 New
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$130K -$154K -26,939 -43%
CL
7
CSS LLC
Illinois
$129K +$30.2K +5,282 +18%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$118K -$10.9K -1,900 -6%
GPFA
9
Game Plan Financial Advisors
Ohio
$105K +$9.72K +1,700 +7%
IAA
10
Independent Advisor Alliance
North Carolina
$83K -$42K -7,343 -25%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$82K -$163K -28,451 -56%
SG
12
StoneX Group
New York
$67K -$79.5K -13,906 -43%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$41K
Wells Fargo
14
Wells Fargo
California
$25K -$14.3K -2,500 -27%
BCM
15
Bourgeon Capital Management
Connecticut
$23K +$35.1K +6,150 New
Bank of America
16
Bank of America
North Carolina
$6K
Simplex Trading
17
Simplex Trading
Illinois
$5K -$15K -2,630 -63%
SIAP
18
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$2K
Bank of Montreal
19
Bank of Montreal
Ontario, Canada
$1K
SW
20
SVB Wealth
Massachusetts
$1K
UBS Group
21
UBS Group
Switzerland
$1K
TRCT
22
Tower Research Capital (TRC)
New York
$1K +$634 +111 +148%
Group One Trading
23
Group One Trading
Illinois
-$79K -12,245 Closed
CG
24
Cutler Group
California
-$8.57K -1,500 Closed
SWA
25
Sutton Wealth Advisors
Florida
-$13 -2 Closed

SVVC Hedge Fund Activity: Q1 2020 in Review

30 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Firsthand Technology Value Fund, Inc. Common Stock (SVVC) for Q1 2020, worth a combined $2.4M — down 53% from $5.12M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SVVC positions and 3 closed out — a net gain of 1 holder — while 4 added to existing stakes and 9 trimmed.

The largest buyer was Bourgeon Capital Management, opening a new position worth an estimated $35.1K. The largest seller was Biltmore Capital Advisors, cutting an estimated $320K.

  • 30 institutional investors held Firsthand Technology Value Fund, Inc. Common Stock (SVVC) as of Q1 2020, unchanged from Q4 2019.
  • Funds reported $2.4M of Firsthand Technology Value Fund, Inc. Common Stock stock for Q1 2020, down 53% quarter-over-quarter.
  • 4 funds opened new Firsthand Technology Value Fund, Inc. Common Stock positions in Q1 2020 and 3 closed out, a net change of +1 holder.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock buyer in Q1 2020 was Bourgeon Capital Management, an estimated $35.1K added.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock seller in Q1 2020 was Biltmore Capital Advisors, an estimated $320K sold.

Based on aggregated 13F filings for Q1 2020.