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SVVC

Firsthand Technology Value Fund, Inc. Common Stock

Delisted

SVVC was delisted on the 25th of October, 2023.

32 hedge funds and large institutions have $6.99M invested in Firsthand Technology Value Fund, Inc. Common Stock in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

29% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 7

7% more funds holding

Funds holding: 3032 (+2)

16% less call options, than puts

Call options by funds: $1.13M | Put options by funds: $1.35M

18% less capital invested

Capital invested by funds: $8.51M → $6.99M (-$1.51M)

Holders
32
Holders Change
+2
Holders Change %
+6.67%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
9
Reduced
7
Closed
3
Calls
$1.13M
Puts
$1.35M
Net Calls
-$216K
Net Calls Change
-$254K
Name Holding Trade Value Shares
Change
Change in
Stake
BCA
1
Biltmore Capital Advisors
New Jersey
$2.4M +$7.85K +952 +0.3%
GWM
2
Geneos Wealth Management
Colorado
$792K -$12.1K -1,467 -1%
YCM
3
Yakira Capital Management
Connecticut
$624K +$24.8K +3,006 +4%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$577K +$56.6K +6,865 +10%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$557K
SG
6
StoneX Group
New York
$397K +$65.8K +7,980 +18%
AA
7
Ancora Advisors
Ohio
$336K +$49.5K +6,000 +16%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$310K +$43.7K +5,300 +15%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$299K -$11K -1,329 -3%
CL
10
CSS LLC
Illinois
$233K
IAA
11
Independent Advisor Alliance
North Carolina
$126K +$21.4K +2,600 +19%
Group One Trading
12
Group One Trading
Illinois
$122K +$111K +13,451 +538%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$84K -$11.5K -1,400 -11%
Wells Fargo
14
Wells Fargo
California
$64K -$8.26K -1,002 -11%
CFN
15
Cordasco Financial Network
Florida
$23K
PFO
16
Pathstone Family Office
New Jersey
$12K +$12.9K +1,560 New
Bank of America
17
Bank of America
North Carolina
$11K +$12.4K +1,500 New
Simplex Trading
18
Simplex Trading
Illinois
$10K +$11.5K +1,391 New
TRCT
19
Tower Research Capital (TRC)
New York
$7K -$297 -36 -4%
SIAP
20
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$6K
UBS Group
21
UBS Group
Switzerland
$4K +$1.79K +217 +109%
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$2K -$165 -20 -6%
APSP
23
Asset Planning Services (Pennsylvania)
Pennsylvania
$1K
RFA
24
Reilly Financial Advisors
California
$1K
SWA
25
Sutton Wealth Advisors
Florida
$15

SVVC Hedge Fund Activity: Q3 2019 in Review

32 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Firsthand Technology Value Fund, Inc. Common Stock (SVVC) for Q3 2019, worth a combined $6.99M — down 18% from $8.51M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SVVC positions and 3 closed out — a net gain of 2 holders — while 9 added to existing stakes and 7 trimmed.

The largest buyer was Group One Trading, adding an estimated $111K. The largest seller was Clough Capital Partners, exiting entirely with an estimated $265K sold.

  • 32 institutional investors held Firsthand Technology Value Fund, Inc. Common Stock (SVVC) as of Q3 2019, up from 30 in Q2 2019.
  • Funds reported $6.99M of Firsthand Technology Value Fund, Inc. Common Stock stock for Q3 2019, down 18% quarter-over-quarter.
  • 5 funds opened new Firsthand Technology Value Fund, Inc. Common Stock positions in Q3 2019 and 3 closed out, a net change of +2 holders.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock buyer in Q3 2019 was Group One Trading, an estimated $111K added.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock seller in Q3 2019 was Clough Capital Partners, an estimated $265K sold.

Based on aggregated 13F filings for Q3 2019.