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SVVC

Firsthand Technology Value Fund, Inc. Common Stock

Delisted

SVVC was delisted on the 25th of October, 2023.

29 hedge funds and large institutions have $11M invested in Firsthand Technology Value Fund, Inc. Common Stock in 2016 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 3 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more capital invested

Capital invested by funds: $9.56M → $11M (+$1.42M)

9% less call options, than puts

Call options by funds: $95K | Put options by funds: $104K

3% less funds holding

Funds holding: 3029 (-1)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

70% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 10

Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
3
Reduced
10
Closed
5
Calls
$95K
Puts
$104K
Net Calls
-$9K
Net Calls Change
-$3K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$4.39M +$3.75M +503,752 +590%
BI
2
Bulldog Investors
New Jersey
$2.35M -$1.07M -143,259 -31%
EPM
3
Equitec Proprietary Markets
Illinois
$959K -$8.2K -1,100 -0.8%
AA
4
Ancora Advisors
Ohio
$800K -$18.6K -2,500 -2%
COLIM
5
City of London Investment Management
United Kingdom
$635K
RCM
6
Radcliffe Capital Management
Pennsylvania
$341K
IA
7
Icon Advisers
Colorado
$274K -$374K -50,148 -58%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$266K +$5.35K +718 +2%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$244K -$1.53K -206 -0.6%
Morgan Stanley
10
Morgan Stanley
New York
$206K -$17.3K -2,319 -8%
FO
11
FT Options
Illinois
$165K
JG
12
Jefferies Group
New York
$157K -$7.95K -1,067 -5%
YCM
13
Yakira Capital Management
Connecticut
$157K
UBS Group
14
UBS Group
Switzerland
$13K +$12.9K +1,727 New
Creative Planning
15
Creative Planning
Kansas
$4K -$1.66K -223 -30%
Bank of America
16
Bank of America
North Carolina
$3K +$350 +47 +15%
TRCT
17
Tower Research Capital (TRC)
New York
$2K -$857 -115 -25%
SWA
18
Sutton Wealth Advisors
Florida
$1.26K
APSP
19
Asset Planning Services (Pennsylvania)
Pennsylvania
$1K
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$1K
Citigroup
21
Citigroup
New York
$1K
PFO
22
Pathstone Family Office
New Jersey
$1K
RFA
23
Reilly Financial Advisors
California
$1K +$641 +86 New
SIA
24
Sit Investment Associates
Minnesota
-$656K -87,449 Closed
CS
25
Credit Suisse
Switzerland
-$111K -14,737 Closed

SVVC Hedge Fund Activity: Q2 2016 in Review

29 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Firsthand Technology Value Fund, Inc. Common Stock (SVVC) for Q2 2016, worth a combined $11M — up 15% from $9.56M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of SVVC and 4 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 3 added.

The largest buyer was Wells Fargo, adding an estimated $3.75M. The largest seller was Bulldog Investors, cutting an estimated $1.07M.

  • 29 institutional investors held Firsthand Technology Value Fund, Inc. Common Stock (SVVC) as of Q2 2016, down from 30 in Q1 2016.
  • Funds reported $11M of Firsthand Technology Value Fund, Inc. Common Stock stock for Q2 2016, up 15% quarter-over-quarter.
  • 4 funds opened new Firsthand Technology Value Fund, Inc. Common Stock positions in Q2 2016 and 5 closed out, a net change of -1 holder.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock buyer in Q2 2016 was Wells Fargo, an estimated $3.75M added.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock seller in Q2 2016 was Bulldog Investors, an estimated $1.07M sold.

Based on aggregated 13F filings for Q2 2016.