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SVVC

Firsthand Technology Value Fund, Inc. Common Stock

Delisted

SVVC was delisted on the 25th of October, 2023.

30 hedge funds and large institutions have $11.4M invested in Firsthand Technology Value Fund, Inc. Common Stock in 2017 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% less capital invested

Capital invested by funds: $12.8M → $11.4M (-$1.35M)

12% less funds holding

Funds holding: 3430 (-4)

14% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 7

80% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 5

Holders
30
Holders Change
-4
Holders Change %
-11.76%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
6
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$6.15M +$39.7K +5,066 +0.7%
BI
2
Bulldog Investors
New Jersey
$1.69M -$299K -38,190 -15%
GWM
3
Geneos Wealth Management
Colorado
$855K +$115K +14,732 +16%
COLIM
4
City of London Investment Management
United Kingdom
$431K -$246K -31,461 -37%
RCM
5
Radcliffe Capital Management
Pennsylvania
$367K
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$309K +$19.4K +2,476 +7%
EPM
7
Equitec Proprietary Markets
Illinois
$289K -$69.1K -8,827 -20%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$287K -$23.5K -3,000 -8%
YCM
9
Yakira Capital Management
Connecticut
$241K +$40.9K +5,225 +21%
MHS
10
M Holdings Securities
Oregon
$208K
PM
11
Precept Management
Texas
$200K
CCP
12
Clough Capital Partners
Massachusetts
$179K +$175K +22,400 New
FO
13
FT Options
Illinois
$88K -$70.5K -9,000 -45%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$88K
Morgan Stanley
15
Morgan Stanley
New York
$29K +$28.5K +3,641 +12,137%
Simplex Trading
16
Simplex Trading
Illinois
$4K -$4.62K -590 -50%
CG
17
Cutler Group
California
$4K
TRCT
18
Tower Research Capital (TRC)
New York
$4K +$1.2K +153 +50%
WT
19
Whittier Trust
California
$3K
UBS Group
20
UBS Group
Switzerland
$2K -$10.1K -1,290 -83%
Bank of Montreal
21
Bank of Montreal
Ontario, Canada
$2K
APSP
22
Asset Planning Services (Pennsylvania)
Pennsylvania
$1K
PFO
23
Pathstone Family Office
New Jersey
$1K
RFA
24
Reilly Financial Advisors
California
$1K
SWA
25
Sutton Wealth Advisors
Florida
$16

SVVC Hedge Fund Activity: Q3 2017 in Review

30 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Firsthand Technology Value Fund, Inc. Common Stock (SVVC) for Q3 2017, worth a combined $11.4M — down 11% from $12.8M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of SVVC and 1 opened new positions — a net loss of 4 holders — while 7 trimmed existing stakes and 6 added.

The largest buyer was Clough Capital Partners, opening a new position worth an estimated $175K. The largest seller was Bulldog Investors, cutting an estimated $299K.

  • 30 institutional investors held Firsthand Technology Value Fund, Inc. Common Stock (SVVC) as of Q3 2017, down from 34 in Q2 2017.
  • Funds reported $11.4M of Firsthand Technology Value Fund, Inc. Common Stock stock for Q3 2017, down 11% quarter-over-quarter.
  • 1 fund opened new Firsthand Technology Value Fund, Inc. Common Stock positions in Q3 2017 and 5 closed out, a net change of -4 holders.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock buyer in Q3 2017 was Clough Capital Partners, an estimated $175K added.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock seller in Q3 2017 was Bulldog Investors, an estimated $299K sold.

Based on aggregated 13F filings for Q3 2017.